Ryan Michael Pratt, Chief Executive Officer and Director of Guerrilla RF, Inc., filed a Form 4 on November 6, 2026, disclosing a transaction dated November 4, 2026, in which he acquired 11,497 shares of common stock at a price of $0 under transaction code W.

Key Highlights

  • Transaction: Pratt acquired 11,497 shares of common stock on November 4, 2026, via transaction code W at a price of $0 per share.
  • Direct ownership after transaction: Pratt directly holds 1,029,238 shares of common stock following the reported transaction.
  • Warrant acquired: A warrant for 1,497 shares of common stock was also acquired on November 4, 2026, via transaction code W at $0, with an exercise price of $2.50 and expiration date of September 28, 2029; 35,319 warrants are now held directly.
  • Indirect holdings: Pratt holds 5,113 shares indirectly through a spouse, and 63,022 shares each in three separate irrevocable trusts established June 7, 2021, for the benefit of three children.
  • Restricted stock units: Pratt holds 11,793 restricted stock units directly, each representing a contingent right to receive one share of common stock, vesting on January 1, 2027, subject to continued service.
  • Stock options: Pratt holds direct options for 50,000 shares at $3.05 and 45,000 shares at $6.00, both with an expiration date of their respective grant terms through 2035 and 2036.

Pratt's November 4, 2026 Transaction and Beneficial Ownership at Guerrilla RF

According to the filing, Ryan Michael Pratt, who serves as both Chief Executive Officer and Director of Guerrilla RF, Inc. (OTC:GUER), reported the acquisition of 11,497 shares of common stock on November 4, 2026, under transaction code W at a price of $0. Following that transaction, Pratt's direct beneficial ownership of common stock stands at 1,029,238 shares, as disclosed in Table I of the filing.

In addition to common stock, the filing reports that Pratt acquired a warrant for 1,497 shares of common stock on November 4, 2026, also under transaction code W at $0. The warrant carries an exercise price of $2.50 and an expiration date of September 28, 2029. After this transaction, Pratt directly holds 35,319 warrants, according to the filing. His spouse holds fully vested stock options at exercise prices of $1.93, $2.20, and $3.19, covering 640, 1,475, and 1,330 shares of common stock, respectively, as well as 330 options at $3.05 expiring in 2035.

The filing also discloses that Pratt holds 11,793 restricted stock units directly, each representing a contingent right to receive one share of common stock upon vesting. These units are scheduled to vest on January 1, 2027, subject to his continued service through that date. Pratt's indirect holdings include shares in three irrevocable trusts, each holding 63,022 shares, established June 7, 2021, for the benefit of three named children. The filing notes that Pratt disclaims beneficial ownership of those trust shares except to the extent of his pecuniary interest. The form was signed by Charnice Suggs as Attorney-in-Fact on November 6, 2026.

What Was Disclosed

The Form 4 filed November 6, 2026, reports a November 4, 2026, acquisition of 11,497 common shares and 1,497 warrants at $0 by Guerrilla RF CEO Ryan Michael Pratt, along with his full direct and indirect beneficial ownership positions across common stock, warrants, restricted stock units, and options.