Pre-IPO & Growth Fund’s Annual Report identifies the fund under number 0002071525 and lists its adviser, administrator, custodian, distributor and three share classes. For investors, the report clarifies the fund’s operating structure, service-provider responsibilities and available beneficial-interest classes across its Investment administration and custody arrangements.

Key Highlights

  • The fund’s identifier is 254900MAF6DRN3U00Q88.
  • ABS Investment Management LLC is listed as investment adviser at the fund’s Stamford address.
  • F, S and D shares are classified as shares of beneficial interest.

ABS Investment Management LLC is named investment adviser, while UMB Fund Services, Inc. handles administration, fund accounting and transfer agency duties. UMB Bank, N.A. is listed as custodian, and Paralel Distributors LLC serves as principal underwriter and distributor. The report also identifies three share classes: F, S and D.

Fund Service Providers

ABS Investment Management LLC is listed at 2187 Atlantic Street, Suite 604, Stamford, Connecticut 06902, with telephone number 2036183700. UMB Fund Services, Inc. is identified at 235 West Galena Street, Milwaukee, Wisconsin 53212, with telephone number 4142992410.

UMB Bank, N.A. is listed at 928 Grand Boulevard, Kansas City, Missouri 64106, with telephone number 8168601142. Paralel Distributors LLC is identified at 1700 Broadway, Suite 2100, Denver, Colorado 80290, with telephone number 3033780364.

The report names Laurence K. Russian, Richard Latto, Bruce Beaty and Frederick C. Teufel, Jr. It also lists RSM US LLP and Intercontinental Exchange, Inc. in the fund’s service-provider information.

Three Beneficial-Interest Classes

Each is classified as shares of beneficial interest. The report records Northern Trust Securities, Inc. with an entry of 4217.000000000000 and Brown Brothers Harriman & Co. with an entry of 4419804.000000000000. The custody information includes BNP Germany, BNP Belgium, BNP Netherlands, CACEIS Bank, Citibank Korea Inc. Citibank London, Clearstream Bank SA, Euroclear BK SA NV, HSBC Hong Kong, MUFG Bank, Ltd. RBS Inv Services Trust, SCB (Hong Kong) Ltd. SEB AB Publ, SEB Denmark, SEB Norway and UBS Switzerland AG.

UMB Bank, N.A. is identified under the bank custody arrangement, while the foreign institutions are listed under foreign-custodian arrangements.

Source(s)

  • https://www.sec.gov/Archives/edgar/data/2071525/000207152526000027/primary_doc.xml