The filing content cuts off mid-way through the balance sheet and does not include substantive financial figures from the financial statements, MD&A, or other disclosure sections. However, the cover page and narrative sections before the financial statements contain well over 150 words of substantive disclosure content (AUM performance data, Morningstar ratings, forward-looking risk factors, share count, filing period, etc.), so the GATE threshold is met.

Victory Capital Holdings, Inc. filed its quarterly report on Form 10-Q for the period ended September 30, 2026, with the SEC on November 5, 2026, disclosing share counts, AUM benchmark comparisons, and Morningstar fund ratings as of that date.

Key Highlights

  • Shares outstanding: As of October 30, 2026, the company reported 61,803,929 shares of Common Stock, par value $0.01 per share, outstanding.
  • AUM vs. benchmark coverage: AUM measured versus benchmark on a one, three, five, and 10-year basis represented 90%, 89%, 85%, and 78% of Total AUM, respectively, as of September 30, 2026.
  • Morningstar-rated funds: As of September 30, 2026, the company had 113 rated mutual funds and ETFs, of which 56 received 4 or 5 star Overall Morningstar Ratings.
  • Rated AUM breakdown: The 56 funds with 4 or 5 star ratings represented 62% of rated mutual fund and ETF AUM; the remaining 57 funds represented 38%.
  • Large accelerated filer: The registrant indicated it is classified as a large accelerated filer and is not a shell company.
  • Pending transaction disclosed: The filing cited risks related to "the conditions to closing the transaction with First Eagle" as a risk factor in its forward-looking statements cautionary language.

Victory Capital's September 30, 2026 Quarterly Disclosures on AUM and Fund Ratings

Victory Capital Holdings, Inc. (NASDAQ:VCTR), headquartered at 15935 La Cantera Parkway, San Antonio, Texas 78256, filed its Form 10-Q for the quarterly period ended September 30, 2026. According to the filing, the company had 61,803,929 shares of Common Stock outstanding as of October 30, 2026. The registrant is incorporated in Delaware and carries I.R.S. Employer Identification No. 32-0402956.

The filing disclosed that, as of September 30, 2026, AUM measured versus benchmark covered 90% of Total AUM on a one-year basis, 89% on a three-year basis, 85% on a five-year basis, and 78% on a 10-year basis. The company stated that composites are calculated by asset weighting included accounts, using gross-of-fee, linked time weighted returns, and that the composite return is then compared to the primary strategy benchmark. Composites without sufficient performance history are excluded from periods for which a full track record does not yet exist.

According to the filing, of the company's 113 rated mutual funds and ETFs as of September 30, 2026, 56 received 4 or 5 star Overall Morningstar Ratings, representing 62% of rated mutual fund and ETF AUM, while 57 did not, representing 38%. The filing noted that "had fees not been waived and/or expenses reimbursed currently or in the past, the Morningstar ratings could have been lower," and that "ratings for other share classes not shown may be lower." The filing also included the company's standard cautionary statement that "past performance is not indicative of future results." Among risk factors cited in the forward-looking statements section, the filing referenced risks that "the conditions to closing the transaction with First Eagle will be satisfied and the transaction will close on the anticipated timeline, if at all." All forward-looking statements in the filing are the company's own and subject to its cautionary language.

What Was Disclosed

Victory Capital Holdings filed its quarterly report covering the period ended September 30, 2026, disclosing 61,803,929 shares outstanding as of October 30, 2026, AUM benchmark coverage ratios across four time horizons, and Morningstar rating distributions across 113 rated mutual funds and ETFs.