Nasdaq Stock Market LLC filed a notification on November 6, 2026, to remove Roku, Inc.'s Class A Common Stock from listing and registration under Section 12(b) of the Securities Exchange Act of 1934.
Key Highlights
- Security affected: Roku, Inc. Class A Common Stock is the class of securities subject to removal from listing and registration.
- Exchange filing the notice: Nasdaq Stock Market LLC submitted the notification, signed by Tara Petta, AVP, on November 6, 2026.
- Regulatory basis: The filing invokes 17 CFR 240.12d2-2(b), with Nasdaq certifying it complied with its own rules to strike the securities from listing.
- Commission file number: The issuer's Commission File Number is listed as 001-38211.
- Issuer address: Roku, Inc. is listed at 1155 Coleman Avenue, San Jose, California 95110.
Nasdaq Initiates Removal of Roku Class A Common Stock
According to the filing, Nasdaq Stock Market LLC submitted a notification to remove Roku, Inc.'s Class A Common Stock from listing and registration on the exchange. The action is taken under Section 12(b) of the Securities Exchange Act of 1934, with the exchange invoking 17 CFR 240.12d2-2(b) as the regulatory basis. Under that provision, the filing states that the exchange has complied with its own rules to strike the class of securities from listing and withdraw registration.
The notification was signed on behalf of Nasdaq Stock Market LLC by Tara Petta, identified as AVP, and dated November 6, 2026. The filing certifies that Nasdaq "has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person," according to the document. Roku, Inc. carries Commission File Number 001-38211 and is a streaming platform company headquartered in San Jose, California.
The filing does not provide detail on the specific circumstances prompting the removal, nor does it indicate whether the action is voluntary or exchange-initiated based on a checked rule provision in the form. No financial metrics, trading data, or forward-looking statements from Roku, Inc. appear in this notification.
What Was Disclosed
Nasdaq Stock Market LLC filed a notice on November 6, 2026, to remove Roku, Inc.'s Class A Common Stock (Commission File Number 001-38211) from listing and registration, citing 17 CFR 240.12d2-2(b) as the applicable regulatory provision.



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