Jane Street Group, LLC, together with two subsidiaries, filed an amended beneficial ownership statement with the SEC on November 6, 2026, reporting aggregate holdings of 17,602 shares of Focus Universal Inc. common stock as of September 30, 2026.

Key Highlights

  • Aggregate beneficial ownership: Jane Street Group, LLC reported 17,602 shares of Focus Universal Inc. common stock, representing 2.5% of the class.
  • Shared voting and dispositive power: Jane Street Group, LLC holds shared voting power and shared dispositive power over all 17,602 shares, with sole power of 0 in both categories.
  • Subsidiary breakdown: Jane Street Capital, LLC reported 14,061 shares (2.0% of class); Jane Street Global Trading, LLC reported 3,541 shares (0.5% of class).
  • Triggering event date: The event requiring this filing occurred on September 30, 2026.
  • Amendment filing: This statement is designated Amendment No. 1 to a prior filing.
  • Certification: The filing certifies that the securities "were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer."

Jane Street Entities Report Holdings in Focus Universal Common Stock

According to the filing, Focus Universal Inc. is incorporated with its principal executive offices located at 1515 West Cameron Avenue, West Covina, California 91790, and its common stock carries a par value of $0.001 per share with CUSIP number 34417J609. The issuer's shares are listed on NASDAQ under the ticker FCUV, as identified in the filing. The three Jane Street entities filing this statement are each organized under the laws of Delaware and share a principal business address at 250 Vesey Street, 3rd Floor, New York, NY 10281.

The filing identifies Jane Street Group, LLC as a parent holding company (type "HC"), with Jane Street Capital, LLC classified as a broker-dealer (type "BD") and Jane Street Global Trading, LLC classified as type "OO." Jane Street Capital, LLC and Jane Street Global Trading, LLC are listed as subsidiaries of the parent for purposes of this disclosure. The aggregate 17,602 shares reported by Jane Street Group, LLC encompass the holdings attributed to both subsidiaries. No sole voting or dispositive power is reported by any of the three entities; all reported power is shared.

The filing further notes that ownership represents 5 percent or less of the class, and Item 6 is marked "Not Applicable," indicating that no shares are held on behalf of another person owning more than 5 percent. The statement was signed by Jeremy Kahn as Authorized Signatory for all three entities on November 6, 2026.

What Was Disclosed

Jane Street Group, LLC and its two subsidiaries filed Amendment No. 1 to report combined beneficial ownership of 17,602 shares of Focus Universal Inc. common stock, equal to 2.5% of the class, with the triggering event dated September 30, 2026.