Director Howard Ian Sudnow filed an initial statement of beneficial ownership with the SEC on November 6, 2026, disclosing no securities held in Sunrise Realty Trust, Inc. as of the event date of November 5, 2026.

Key Highlights

  • Reporting person: Howard Ian Sudnow, listed as a Director of Sunrise Realty Trust, Inc. (NASDAQ:SUNS)
  • Event date: The date of the event requiring the statement was November 5, 2026
  • No securities held: The filing states, "No securities are beneficially owned" in both Table I (non-derivative) and Table II (derivative) sections
  • Filing date: The statement was filed on November 6, 2026, signed by Brandon Hetzel as Attorney-in-Fact
  • Individual filing: The form was filed by one reporting person, not as a joint or group filing

Sudnow's Initial Ownership Disclosure at Sunrise Realty Trust

According to the filing, Howard Ian Sudnow, whose address is listed as 525 Okeechobee Blvd, Suite 1650, West Palm Beach, Florida 33401, submitted an initial statement of beneficial ownership in connection with his role as a Director of Sunrise Realty Trust, Inc., a company trading on NASDAQ under the symbol SUNS. The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and significant shareholders to disclose their initial holdings upon assuming a reporting relationship with an issuer.

Sunrise Realty Trust, Inc. is identified in the filing as the issuer. The form covers both non-derivative securities and derivative securities such as puts, calls, warrants, options, and convertible securities. As disclosed in the filing, no entries appear in either table, and the remarks section explicitly states that "No securities are beneficially owned." The statement was executed by Brandon Hetzel, acting as Attorney-in-Fact for the reporting person, and bears a signature date of November 6, 2026.

The filing was submitted as an individual filing by one reporting person, with no indication of joint or group filing. No amendments to a prior filing are indicated, as no original filing date is listed in the amendment field, consistent with this being an initial statement.

What Was Disclosed

Howard Ian Sudnow, a Director of Sunrise Realty Trust, Inc. (NASDAQ:SUNS), filed an initial beneficial ownership statement dated November 5, 2026, disclosing no direct or indirect holdings in either non-derivative or derivative securities of the issuer.