Director Wayne C. Cantwell filed a Form 4 with the SEC on November 6, 2026, disclosing the exercise of 5,000 non-qualified stock options in Arteris, Inc. (NASDAQ:AIP) on November 4, 2026, at an exercise price of $0.60 per share.

Key Highlights

  • Transaction: Cantwell exercised 5,000 non-qualified stock options (transaction code M) on November 4, 2026, acquiring 5,000 shares of Common Stock at $0.60 per share.
  • Direct holdings after transaction: Cantwell directly owns 47,571 shares of Common Stock following the reported transaction.
  • Indirect holdings: An additional 38,761 shares are held indirectly via the Decathlon Capital Management 401K Plan FBO Wayne Cantwell, and 194,698 shares are held indirectly by The Cantwell Living Trust, for which Cantwell serves as trustee.
  • Remaining options: Following the exercise, Cantwell beneficially owns 65,000 non-qualified stock options with an exercise price of $0.60 and an expiration date of April 22, 2030.
  • Option vesting schedule: The exercised options vest in 36 equal monthly installments of 1/36th each, beginning May 23, 2020, according to the filing.
  • Derivative price: The price of the derivative security at the time of exercise is listed as $0.00 in the filing.

Cantwell's November 2026 Option Exercise at Arteris

According to the Form 4 filed on November 6, 2026, Wayne C. Cantwell, a director of Arteris, Inc. (NASDAQ:AIP), reported an option exercise on November 4, 2026. Cantwell exercised 5,000 non-qualified stock options at an exercise price of $0.60, acquiring 5,000 shares of Common Stock. The filing indicates the derivative security price at exercise was $0.00.

Following the reported transaction, the filing shows Cantwell holds 47,571 shares of Common Stock directly. In addition, 38,761 shares are held indirectly through the Decathlon Capital Management 401K Plan FBO Wayne Cantwell, and 194,698 shares are held indirectly through The Cantwell Living Trust, for which the filing states Cantwell serves as trustee. After the exercise, the filing reports that 65,000 non-qualified stock options remain beneficially owned directly, with an exercise price of $0.60 per share and an expiration date of April 22, 2030.

The filing notes that the exercised options vest in 36 equal monthly installments of 1/36th each, beginning May 23, 2020. The Form 4 was signed by Paul Alpern as Attorney-in-Fact for Wayne C. Cantwell and dated November 6, 2026.

What Was Disclosed

Arteris, Inc. director Wayne C. Cantwell reported the exercise of 5,000 non-qualified stock options at $0.60 per share on November 4, 2026, bringing his direct beneficial ownership to 47,571 shares, with additional indirect holdings totaling 233,459 shares across two vehicles.