Announcements

JPMorgan Chase Financial Company LLC filed a free writing prospectus on November 9, 2026, disclosing the preliminary terms of 3-year non-call 6-month auto callable contingent interest notes linked to the Nasdaq-100 Index, Russell 2000 Index, and S&P 500 Index, with a pricing date of …

The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC filed Amendment No. 2 to a Schedule 13G with the SEC on October 8, 2026, disclosing zero beneficial ownership of Chart Industries, Inc. common stock as of September 30, 2026.

HSBC Holdings plc filed a Form 6-K on November 9, 2026, disclosing the purchase for cancellation of ordinary shares on UK venues and the Hong Kong Stock Exchange as part of the buy-back announced on October 28, 2026.

Coastlands Capital LP and related entities filed a Schedule 13G with the SEC on November 9, 2026, disclosing beneficial ownership of 852,669 shares of Sutro Biopharma, Inc. common stock, representing 5.14% of the outstanding class, as of a triggering event dated November 5, 2026.

BofA Finance LLC filed a free writing prospectus on November 9, 2026, disclosing preliminary terms for Accelerated Return Notes linked to the iShares U.S. Aerospace & Defense ETF, with final terms to be set on the pricing date.

Patrick S. Watson, Vice President and CFO of Kennametal Inc., filed a Form 4 on November 9, 2026, disclosing a purchase of 2,000 shares of Kennametal common stock on November 6, 2026.

Jeffery D. Martinez, Senior Vice President of Utility Operations at Atmos Energy Corp, filed an amended ownership statement on November 9, 2026, covering transactions dated November 3, 2026, and correcting his beneficial share count as of the time he became subject to Section 16 …