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Capstone Holding Corp. filed a Form S-1 registration statement with the SEC on October 30, 2026, covering the resale of up to 333,333 shares of common stock by a selling stockholder under an equity line arrangement.
DGB Investment, Inc. and Douglas G. Bergeron filed Definitive Additional Materials (DFAN14A) with the SEC on October 30, 2026, disclosing allegations about incumbent Ethan Allen Interiors director Cynthia Ekberg Tsai and urging shareholders to vote the WHITE proxy card ahead of the November 4, …
HeartSciences Inc. filed Definitive Additional Materials on Schedule 14A on October 30, 2026, submitting supplemental proxy communications connected to its proposed all-stock merger with Fortitude Mining Holdings, Inc., including a social media post by a Digital Currency Group, Inc. executive officer.
Pearl Diver Credit Company Inc. filed a definitive proxy statement on October 30, 2026, soliciting stockholder votes for its 2026 Annual Meeting scheduled for December 3, 2026, at which the sole matter on the agenda is the election of Tarun Jotwani as a Class …
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on October 30, 2026 disclosing preliminary terms for 5-Year Autocallable Contingent Coupon Securities linked to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, with …
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on October 30, 2026, disclosing preliminary terms for 5-Year Autocallable Contingent Coupon Securities linked to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, with …
Vail Resorts, Inc. filed a Schedule 14A Definitive Additional Materials (DEFA14A) on October 30, 2026, disclosing the October 30, 2026 launch of Vote.VailResorts.com in connection with its 2026 annual meeting of stockholders.
OpenWorld, Inc. filed a Form 8-K with the SEC on October 30, 2026, reporting the closing of a registered direct public offering that generated approximately $3.5 million in gross proceeds.
Porch Group, Inc. filed a Form 8-K on October 30, 2026, disclosing entry into a distribution agreement with StoneX Financial Inc. as sales agent, under which Porch Reciprocal Exchange may sell up to 10 million shares and the company may sell up to 5 …
Copley Acquisition Corp filed a Form 8-K on October 30, 2026, disclosing that its extraordinary general meeting of shareholders, originally scheduled for October 29, 2026, was adjourned to November 2, 2026, and announcing revised trust account contribution terms from its sponsor.
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