3D Systems Corporation filed a Form 8-K with the SEC on November 5, 2026, disclosing its entry into a Controlled Equity Offering Sales Agreement with Cantor Fitzgerald & Co. to sell up to $42,500,000 of common stock through an at the market offering program.
Key Highlights
- Program size: The Sales Agreement permits the sale of shares having an aggregate offering price of up to $42,500,000.
- Sales agent: Cantor Fitzgerald & Co. will act as sales agent or principal under the agreement.
- Commission rate: The agent is entitled to total compensation at a rate of up to 3.0% of the gross sales price per share sold.
- No obligation to sell: According to the filing, the company "is not obligated to sell any of the Shares under the Sales Agreement and may at any time suspend solicitation and offers thereunder."
- Shelf registration: Shares will be issued under the company's Form S-3 (File No. 333-296180), declared effective by the SEC on May 27, 2026.
- Termination right: Either party may terminate the Sales Agreement upon ten business days' written notice, the filing stated.
- Legal opinion: McGuireWoods LLP provided an opinion on the legality of the shares, filed as Exhibit 5.1.
3D Systems Establishes At-the-Market Equity Program with Cantor Fitzgerald
On November 5, 2026, 3D Systems Corporation (NYSE:DDD) entered into a Controlled Equity Offering Sales Agreement with Cantor Fitzgerald & Co., according to the Form 8-K filed that same day. Under the agreement, the company may sell shares of its common stock, par value $0.001 per share, with an aggregate offering price of up to $42,500,000. The agent may act as either sales agent or principal in connection with the program.
The filing disclosed that sales under the agreement, if any, may be conducted through methods permitted by law as an "at the market offering" under Rule 415(a)(4) of the Securities Act of 1933. These methods may include ordinary brokers' transactions on the New York Stock Exchange at market prices, transactions at prices related to prevailing market prices, block transactions, or privately negotiated transactions with the company's consent. The company may also sell shares directly to the agent as principal at a price agreed upon at the time of sale through a separate terms agreement.
Cantor Fitzgerald & Co. is entitled to compensation at a commission rate of up to 3.0% of the gross sales price per share sold, the filing stated. The company agreed to provide the agent with customary indemnification and contribution rights and to reimburse the agent for certain specified expenses. The shares are being offered pursuant to the company's shelf registration statement on Form S-3 (File No. 333-296180), which was declared effective on May 27, 2026, and a prospectus supplement filed with the SEC on November 5, 2026. The Form 8-K was signed by Phyllis Nordstrom, Chief Financial Officer and Chief Administrative Officer.
What Was Disclosed
3D Systems Corporation disclosed the November 5, 2026 execution of an at the market offering Sales Agreement with Cantor Fitzgerald & Co., covering up to $42,500,000 in common stock, with a commission rate of up to 3.0% of gross sales price per share and termination rights for either party upon ten business days' notice.



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