Dane E. Holmes, Chief Administrative Officer of KKR & Co. Inc. (NYSE:KKR), filed a Form 4 on September 4, 2026, reporting the vesting of restricted holdings units and a subsequent sale of common stock on September 2 and 3, 2026.

Key Highlights

  • Units vested: 10,000 restricted holdings units were converted to common stock on September 2, 2026, via a transaction coded "M."
  • Shares sold: 10,000 shares of common stock were sold on September 3, 2026, at a weighted average price of $108.58 per share.
  • Sale price range: The 10,000 shares were sold in multiple transactions at prices ranging from $108.44 to $108.81, inclusive.
  • Remaining direct ownership: Following the transactions, Holmes directly held 8,513 shares of common stock and 390,000 restricted holdings units.
  • Grant details: The restricted holdings units derive from a grant of 400,000 units under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, with vesting conditions tied to continued service and, for a portion, market price thresholds.

Dane E. Holmes' Restricted Holdings Unit Vesting and Share Sale at KKR

According to the filing, Holmes held the title of Chief Administrative Officer at the time of the reported transactions. On September 2, 2026, 10,000 restricted holdings units vested and were acquired as common stock (transaction code "M"), bringing his directly held common stock to 18,513 shares. The filing notes that upon vesting, and subject to certain conditions, the reporting person may exchange one restricted holdings unit for one share of KKR & Co. Inc. common stock.

On September 3, 2026, Holmes disposed of 10,000 shares of common stock (transaction code "S") at a weighted average sale price of $108.58. The filing discloses that these shares were sold in multiple transactions at prices ranging from $108.44 to $108.81, inclusive, and that full details of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or a security holder. Following this sale, his directly held common stock position stood at 8,513 shares.

The filing describes the broader grant underlying the remaining 390,000 restricted holdings units. According to the filing, 400,000 units were originally granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan. Of these, 200,000 vest in six equal installments beginning October 1, 2024, and then each May 1 from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date. The remaining 200,000 are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80, and the reporting person's continued service until December 31, 2028, subject to exceptions as described in the filing.

What Was Disclosed

The Form 4 disclosed two transactions by KKR's Chief Administrative Officer: the vesting of 10,000 restricted holdings units into common stock and the open-market sale of 10,000 shares at a weighted average of $108.58, leaving direct holdings of 8,513 shares and 390,000 units.