Director Go Byeong Ok filed a Form 3 initial statement of beneficial ownership with the SEC on November 12, 2026, reporting no securities of Roze AI Inc. beneficially owned as of the event date of September 28, 2026.

Key Highlights

  • Reporting person: Go Byeong Ok, identified as a Director of Roze AI Inc. (NASDAQ:RZAI)
  • Event date: The date of event requiring the statement is listed as September 28, 2026
  • No securities held: The filing states "No securities are beneficially owned" in both Table I (non-derivative) and Table II (derivative securities)
  • Filing type: This is an initial statement, not an amendment
  • Filing date: The form was signed and filed on November 12, 2026

Roze AI Director Go Byeong Ok Reports No Beneficial Ownership at Appointment

According to the filing, Go Byeong Ok submitted a Form 3 initial statement of beneficial ownership to the U.S. Securities and Exchange Commission. The reporting person is listed as a Director of Roze AI Inc., which trades on NASDAQ under the symbol RZAI. The event requiring the statement is dated September 28, 2026, which typically corresponds to the date an individual first becomes subject to Section 16(a) reporting obligations, such as appointment to a board of directors.

The filing discloses that Go Byeong Ok holds no securities of Roze AI Inc., either directly or indirectly. Table I, covering non-derivative securities, contains no entries, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, also contains no entries. The filing's explanation of responses states explicitly: "No securities are beneficially owned." The form was filed by one reporting person and indicates it is not an amendment to a prior filing.

Go Byeong Ok's address is listed as 20171 92A Ave, Unit 214, Langley, British Columbia, Canada. The form was signed as "/s/ Byeong Ok Go" on November 12, 2026.

What Was Disclosed

Roze AI Inc. Director Go Byeong Ok filed an initial Form 3 on November 12, 2026, covering a September 28, 2026 event date, disclosing no beneficial ownership of any non-derivative or derivative securities of NASDAQ:RZAI.