Director Christine M. Cumming filed a Form 4 with the SEC on August 17, 2026, disclosing the acquisition of restricted stock units in Citizens Financial Group Inc/RI (NYSE:CFG) on August 13, 2026.

Key Highlights

  • Reporting person: Christine M. Cumming, listed as a Director of Citizens Financial Group Inc/RI
  • Transaction date: August 13, 2026
  • Securities acquired: 268.751 shares of Common Stock, coded as an acquisition (A) at a price of $0
  • Post-transaction ownership: 52,932.889 shares of Common Stock held directly following the reported transaction
  • Source of acquisition: Restricted stock units credited following the issuer's dividend payment, pursuant to an award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Director Cumming Receives Dividend-Linked RSU Credit Under Non-Employee Directors Plan

According to the filing, Christine M. Cumming, a Director at Citizens Financial Group Inc/RI (NYSE:CFG), acquired 268.751 shares of Common Stock on August 13, 2026, through a transaction coded "A" (acquired) at a price of $0. The filing's footnote states that the acquisition "reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan."

Following the reported transaction, Cumming's direct beneficial ownership of Citizens Financial Group Common Stock stands at 52,932.889 shares, as disclosed in Table I of the filing. The ownership is reported as direct. No derivative securities transactions were reported in Table II of the filing.

The Form 4 was signed by Bari Fredericks as Attorney-in-Fact and filed on August 17, 2026. The filing does not indicate that this transaction was made pursuant to a Rule 10b5-1(c) plan, as the corresponding checkbox was not checked.

What Was Disclosed

The filing discloses a single acquisition of 268.751 Common Stock shares by Director Christine M. Cumming, credited as restricted stock units tied to a dividend payment under Citizens Financial Group's 2014 Non-Employee Directors Compensation Plan, bringing her direct holdings to 52,932.889 shares.