Director David R. Brooks filed a Form 4 with the SEC on August 11, 2026, disclosing the acquisition of shares of Capital Southwest Corporation common stock on August 10, 2026.

Key Highlights

  • Reporting person: David R. Brooks, Director of Capital Southwest Corporation (NASDAQ:CSWC)
  • Transaction date: August 10, 2026
  • Shares acquired: 1,989 shares of common stock, coded as an acquisition (A)
  • Price paid: $0 per share
  • Plan source: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
  • Beneficial ownership following transaction: 42,933 shares held directly

Brooks Acquires Restricted Stock at No Cost Under Director Equity Plan

According to the filing, David R. Brooks, a director of Capital Southwest Corporation (NASDAQ:CSWC), reported the acquisition of 1,989 shares of the company's common stock on August 10, 2026. The transaction was coded "A" (acquired) and the price per share was listed as $0, indicating no cash consideration was paid by the reporting person.

The filing discloses that the shares were issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following the transaction, Brooks reported direct beneficial ownership of 42,933 shares of Capital Southwest common stock. No derivative securities were reported in Table II of the filing.

Brooks filed this report individually, as a single reporting person, and signed the Form 4 on August 11, 2026. The filing was submitted pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, as indicated on the form.

What Was Disclosed

Director David R. Brooks disclosed the acquisition of 1,989 shares of Capital Southwest Corporation common stock at $0 per share on August 10, 2026, under the company's 2021 Non-Employee Director Restricted Stock Award Plan, bringing his direct beneficial ownership to 42,933 shares.