Nasdaq, Inc. officer Bradley J. Peterson filed a Form 144 notice on November 4, 2026, disclosing a proposed sale of 5,000 shares of Nasdaq, Inc. common stock through Morgan Stanley Smith Barney LLC.

Key Highlights

  • Proposed sale: Bradley J. Peterson, an officer of Nasdaq, Inc., proposes to sell 5,000 shares of common stock with an aggregate market value of $538,750.00.
  • Source of shares: The 5,000 shares were acquired on February 20, 2024 as Performance Shares from the issuer, with payment listed as "Not Applicable."
  • Approximate sale date: The filing lists November 4, 2026 as the approximate date of sale, to be executed on NASDAQ.
  • Shares outstanding: According to the filing, 554,962,751 shares of common stock were outstanding at the time of the notice.
  • Prior sales in past three months: Peterson sold 3,987 shares on October 27, 2026 for gross proceeds of $417,638.25; 4,000 shares on October 23, 2026 for $413,520.00; and 6,000 shares on August 7, 2026 for $573,300.60.
  • Broker: Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004, is named as the broker for the proposed sale.

Peterson's Proposed Common Stock Sale at Nasdaq, Inc.

According to the Form 144 filing submitted to the U.S. Securities and Exchange Commission, Bradley J. Peterson, identified as an officer of Nasdaq, Inc. (NASDAQ:NDAQ), provided notice of a proposed sale of 5,000 shares of the company's common stock. The filing lists an aggregate market value of $538,750.00 for the proposed transaction and names Morgan Stanley Smith Barney LLC as the executing broker.

The filing discloses that the shares proposed for sale were originally acquired on February 20, 2024 through a Performance Shares transaction from the issuer. The nature of payment is listed as "Not Applicable." Nasdaq, Inc.'s principal address is listed as 151 W. 42nd Street, New York, New York 10036, with SEC File Number 001-38855.

As required under Form 144, the filing also discloses Peterson's sales of Nasdaq common stock during the three months preceding the notice. These include 3,987 shares sold on October 27, 2026 for gross proceeds of $417,638.25, 4,000 shares sold on October 23, 2026 for gross proceeds of $413,520.00, and 6,000 shares sold on August 7, 2026 for gross proceeds of $573,300.60. The filing was signed by Bradley J. Peterson and dated November 4, 2026.

What Was Disclosed

Nasdaq, Inc. officer Bradley J. Peterson filed a Rule 144 notice proposing to sell 5,000 shares of common stock, originally received as Performance Shares in February 2024, at an aggregate market value of $538,750.00, alongside a summary of prior sales totaling 13,987 shares over the past three months.