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Eagle Point Credit Management LLC filed an amended beneficial ownership statement on November 6, 2026, reporting a 23.3% stake in the Preferred Shares of Pearl Diver Credit Company Inc. as of September 30, 2026.
Edward D. Bagley filed Amendment No. 11 to his Schedule 13D on November 6, 2026, disclosing purchases of ClearOne Inc. common stock between April 13, 2026 and June 24, 2026 that brought his aggregate beneficial ownership to 173,511 shares, or 6.5% of the outstanding …
Nexalin Technology, Inc. filed a Definitive Proxy Statement (DEF 14A) on November 6, 2026, calling a Special Meeting of Stockholders to be held virtually on December 4, 2026, to seek approval for a common stock issuance to Alumni Capital LP under a purchase agreement …
Hudson Bay Capital Management LP and Sander Gerber filed an amended Schedule 13G with the SEC on November 6, 2026, disclosing beneficial ownership of 1,948,264 Class A Ordinary Shares of FG Imperii Acquisition Corp. as of September 30, 2026.
A group of related reporting persons led by John C. Goff filed Amendment No. 7 to their Schedule 13D on November 6, 2026, disclosing that their beneficial ownership in GameSquare Holdings, Inc. fell below 5% solely due to dilution from additional Common Stock issued …
United Fire Group, Inc. filed a Form S-8 registration statement with the U.S. Securities and Exchange Commission on November 6, 2026, to register 415,114 additional shares of common stock issuable under its Non-Employee Director Stock Plan, as amended.
Mitesco, Inc. filed a Form 8-K on November 6, 2026, reporting a November 5, 2026 shareholder-approved amendment to increase authorized common shares, unregistered issuances of Series X Preferred Stock to three directors and one existing holder, and ongoing acquisition discussions.
Repligen Corporation filed a Form 8-K on November 6, 2026, disclosing the issuance of $1.0 billion aggregate principal amount of 0.25% Convertible Senior Notes due 2031 through a combination of exchange and cash subscription transactions completed on that same date.
First Busey Corporation filed a Form 8-K on November 6, 2026, disclosing a quarterly cash dividend declared on its 8.25% Fixed-Rate Series B Non-Cumulative Perpetual Preferred Stock.
Karbon-X Corp. filed a Form 8-K on November 6, 2026, disclosing the termination of Chief Financial Officer Adriana Ebell on October 30, 2026, and the appointment of Samuel Hamilton Nelson as CFO effective November 1, 2026.
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