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Announcements

Pinz Capital Discloses 9.9% Stake in SCWorx via Warrants

Matthew Pinz, Pinz Capital Special Opportunities Fund LP, and Pinz Capital Management, LP filed a Schedule 13G with the SEC on November 4, 2026, disclosing aggregate beneficial ownership of approximately 9.9% of SCWorx Corp. common stock as of September 16, 2026.

Shwetambri Chauhan | 04 November 2026

Main Street Capital Files 13D on MSC Income Fund at 5.0%

Main Street Capital Corporation filed a Schedule 13D with the SEC on November 4, 2026, disclosing beneficial ownership of 2,250,574 shares of MSC Income Fund, Inc. common stock, representing 5.0% of the class, as of the November 3, 2026 triggering event date.

Aditi Sarkar | 04 November 2026

Nant Capital Acquires 19.99% Peraso Stake in $10M PIPE

Nant Capital, LLC and Dr. Patrick Soon-Shiong filed a Schedule 13D with the SEC on November 4, 2026, disclosing a beneficial ownership position of 19.99% in Peraso Inc. following a private placement that closed on or around October 28, 2026.

Manish Choudhary | 04 November 2026

Giri Devanur Files 13D on BHAV Acquisition Corp II

BHAV Partners II LLC and its managing member Giri Devanur filed a Schedule 13D with the SEC on November 4, 2026, disclosing beneficial ownership of shares in BHAV Acquisition Corp II following events dated October 28, 2026.

Anjali Anand | 04 November 2026

BBVA Prices Three Senior Non-Preferred Note Tranches

Banco Bilbao Vizcaya Argentaria, S.A. filed a Free Writing Prospectus on November 4, 2026, setting pricing terms for three tranches of senior non-preferred notes with a combined settlement date of November 13, 2026.

Shwetambri Chauhan | 04 November 2026

Co-Diagnostics Files S-3 to Register 39.6M Shares for J.J. Astor Resale

Co-Diagnostics, Inc. filed a Form S-3 registration statement with the SEC on November 4, 2026, covering the resale of up to 39,594,495 shares of common stock by selling stockholder J.J. Astor & Co. in connection with a convertible loan arrangement entered into on October …

Aakashdeep | 04 November 2026

VenHub Global Amends S-1 to Assign ELOC to Tumim Stone Capital

VenHub Global, Inc. filed Post-Effective Amendment No. 1 to its Form S-1 registration statement (File No. 333-298746) on November 4, 2026, to address the assignment of its Equity Line of Credit to a new purchaser and amend the list of selling shareholders.

Vinay Lochav | 04 November 2026

BNS Auto-Callable Notes Linked to AAPL and META, Due 2029

The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, under Registration No. 333-298611, disclosing terms for a structured note offering linked to the lowest-performing of Apple Inc. and Meta Platforms, Inc. common stock, with a stated maturity of November …

Shwetambri Chauhan | 04 November 2026

Bank of Nova Scotia TSM-Linked Auto-Call Note Due 2029

The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, disclosing terms for Market Linked Securities linked to Taiwan Semiconductor Manufacturing Company Limited American depositary receipts, with a stated maturity date of November 16, 2029.

Shwetambri Chauhan | 04 November 2026

Bank of Nova Scotia NVDA-TSM Auto-Callable Note Due 2029

The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, disclosing terms for Market Linked Securities linked to the lowest performing of NVIDIA Corporation common stock and Taiwan Semiconductor Manufacturing Company Limited American depositary receipts, due November 16, 2029.

Manish Choudhary | 04 November 2026
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