Matthew Pinz, Pinz Capital Special Opportunities Fund LP, and Pinz Capital Management, LP filed a Schedule 13G with the SEC on November 4, 2026, disclosing aggregate beneficial ownership of approximately 9.9% of SCWorx Corp. common stock as of September 16, 2026.
Main Street Capital Corporation filed a Schedule 13D with the SEC on November 4, 2026, disclosing beneficial ownership of 2,250,574 shares of MSC Income Fund, Inc. common stock, representing 5.0% of the class, as of the November 3, 2026 triggering event date.
Nant Capital, LLC and Dr. Patrick Soon-Shiong filed a Schedule 13D with the SEC on November 4, 2026, disclosing a beneficial ownership position of 19.99% in Peraso Inc. following a private placement that closed on or around October 28, 2026.
BHAV Partners II LLC and its managing member Giri Devanur filed a Schedule 13D with the SEC on November 4, 2026, disclosing beneficial ownership of shares in BHAV Acquisition Corp II following events dated October 28, 2026.
Banco Bilbao Vizcaya Argentaria, S.A. filed a Free Writing Prospectus on November 4, 2026, setting pricing terms for three tranches of senior non-preferred notes with a combined settlement date of November 13, 2026.
Co-Diagnostics, Inc. filed a Form S-3 registration statement with the SEC on November 4, 2026, covering the resale of up to 39,594,495 shares of common stock by selling stockholder J.J. Astor & Co. in connection with a convertible loan arrangement entered into on October …
VenHub Global, Inc. filed Post-Effective Amendment No. 1 to its Form S-1 registration statement (File No. 333-298746) on November 4, 2026, to address the assignment of its Equity Line of Credit to a new purchaser and amend the list of selling shareholders.
The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, under Registration No. 333-298611, disclosing terms for a structured note offering linked to the lowest-performing of Apple Inc. and Meta Platforms, Inc. common stock, with a stated maturity of November …
The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, disclosing terms for Market Linked Securities linked to Taiwan Semiconductor Manufacturing Company Limited American depositary receipts, with a stated maturity date of November 16, 2029.
The Bank of Nova Scotia filed a free writing prospectus on November 4, 2026, disclosing terms for Market Linked Securities linked to the lowest performing of NVIDIA Corporation common stock and Taiwan Semiconductor Manufacturing Company Limited American depositary receipts, due November 16, 2029.