Iris Acquisition Corp II filed its Form 10-Q for the quarter ended September 30, 2026 with the SEC on November 6, 2026, reporting financial results for both the three and nine months ended September 30, 2026.
Paylocity Holding Corporation filed its Form 10-Q for the quarterly period ended September 30, 2026, reporting results for its fiscal first quarter of 2027 on November 6, 2026.
Semtech Corp officer and director Hong Hou filed a Form 144 notice of proposed sale of 2,000 shares of Semtech common stock, with a notice date of November 6, 2026, through Fidelity Brokerage Services LLC on NASDAQ.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on November 6, 2026, disclosing preliminary terms for 5-year autocallable buffer securities linked to the worst performer of two indexes.
First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation filed a joint Schedule 13G on November 6, 2026, disclosing beneficial ownership of shares in UBS Asset Management High Yield Credit Fund as of October 31, 2026.
Director Bethany Mayer filed a Form 144 notice on November 6, 2026, disclosing a proposed sale of 16 shares of Lam Research Corp common stock on NASDAQ, with an aggregate market value of $3,336.00.
Eric James Witczak, an officer of Nicolet Bankshares Inc, filed a Form 144 notice on November 6, 2026, proposing to sell 600 shares of the company's common stock through Charles Schwab & Co.
FMR LLC and Abigail P. Johnson filed an amended beneficial ownership statement with the SEC on November 5, 2026, disclosing their combined holdings in Oxford Industries Inc. common stock as of October 30, 2026.
FMR LLC and Abigail P. Johnson filed a Schedule 13G with the SEC on November 5, 2026, disclosing beneficial ownership of 3,510,708.02 shares of Byrna Technologies Inc. common stock as of October 30, 2026.
FMR LLC and Abigail P. Johnson filed an amended beneficial ownership statement with the SEC on November 5, 2026, disclosing aggregate holdings of 68,966,497.27 shares of Corteva Inc. common stock, representing 10.3% of the class as of October 30, 2026.