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BayFirst Financial Corp. filed its quarterly report on Form 10-Q for the fiscal period ended September 30, 2026, with the SEC on November 10, 2026, disclosing significant changes to its balance sheet, capital structure, and allowance for credit losses compared to the restated December …
Ambiq Micro, Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026 with the U.S. Securities and Exchange Commission on November 10, 2026, reporting a net loss of $7.056 million on net sales of $38.138 million for the third quarter.
Peoples Financial Corporation filed its Form 10-Q for the quarterly period ended September 30, 2026 with the U.S. Securities and Exchange Commission on November 10, 2026, reporting third-quarter and nine-month financial results for the Biloxi, Mississippi-based bank holding company.
Halter Ferguson Financial Inc. filed a Schedule 13G with the SEC on November 10, 2026, disclosing a 5.5% beneficial ownership position in Unusual Machines, Inc. as of the event date of November 4, 2026.
Director Jason Aryeh filed a Form 144 notice on November 10, 2026, disclosing a proposed sale of 3,000 Class B common shares of Ligand Pharmaceuticals Inc. through Wells Fargo Clearing Services.
LSV Asset Management filed a Schedule 13G with the SEC on November 10, 2026, disclosing beneficial ownership of 2,439,937 shares of John Wiley & Sons, Inc. Class A Common Stock as of September 30, 2026.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on November 10, 2026, disclosing preliminary terms for 5-year autocallable barrier securities linked to the worst of the EURO STOXX 50 Index and the STOXX Europe 600 Index, with a …
The Bank of Nova Scotia filed a free writing prospectus on November 10, 2026, disclosing terms for principal-at-risk securities linked to the lowest performing of Advanced Micro Devices, Broadcom, and Alphabet Class C stock, with a stated maturity date of November 16, 2029.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on November 10, 2026, outlining preliminary terms for 5-year autocallable barrier securities linked to the worst of the Russell 2000 Index and the SPDR S&P Biotech ETF, with a pricing …
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on November 10, 2026 for Digital Notes linked to the worst-performing of the Russell 2000 Index (RTY) and the S&P 500 Index (SPX), with a stated maturity date of December …
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