Sarbani Chaudhuri, an officer of Rocket Pharmaceuticals, Inc., filed a Form 144 notice on November 9, 2026, disclosing a proposed sale of 4,872 shares of common stock through Fidelity Brokerage Services LLC on NASDAQ:RCKT.
William O'Dowd IV, Chief Executive Officer and director of Dolphin Entertainment, Inc., filed a Form 4 on November 9, 2026, disclosing an open-market purchase of 5,200 shares of common stock pursuant to a Rule 10b5-1 trading plan.
A Form 144 notice of proposed sale of United Airlines Holdings, Inc. common stock was filed on November 9, 2026, on behalf of Kate Gebo, identified as a member of the immediate family of an officer of the issuer.
Orange County Bancorp, Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026 with the U.S. Securities and Exchange Commission on November 9, 2026, reporting third-quarter and year-to-date financial results for the company listed on NASDAQ:OBT.
BayCom Corp filed its Form 10-Q for the quarterly period ended September 30, 2026 with the Securities and Exchange Commission on November 9, 2026, reporting condensed consolidated financial results for the three and nine months ended that date.
Damian Miguel Mindlin, a Vice President of Pampa Energy Inc., filed a Form 4 on November 9, 2026, disclosing a purchase of 20,000 American Depositary Shares on November 5, 2026.
Mark E. Bertels, Executive Vice President of Risk Management Services at CorVel Corp, reported the acquisition of 6,000 non-qualified stock options on November 5, 2026, in a statement of changes in beneficial ownership filed on November 9, 2026.
EBR Systems, Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026, with the SEC on November 9, 2026, reporting a net loss of $51,171 thousand for the nine months ended September 30, 2026, alongside a significant increase in shares outstanding …
Steven Fambro, an officer and director of Aptera Motors Corp, filed an amended Form 144/A on November 9, 2026, correcting the number of shares proposed for sale and superseding a prior notice filed on August 3, 2026.
American Electric Power Co Inc officer Quinton S. Lies filed a Form 4 on November 9, 2026, disclosing a sale of common stock executed on November 6, 2026.