Charles Alan Williams, Chairman and CEO of Northpointe Bancshares Inc, filed a Form 4 on October 27, 2026, disclosing two open-market purchases of common stock totaling 100,000 shares made on October 23 and October 26, 2026, through the Charles A Williams Trust.

Key Highlights

  • First purchase: 50,000 shares of common stock acquired on October 23, 2026, at $15.4243 per share, held indirectly by trust.
  • Second purchase: 50,000 shares acquired on October 26, 2026, at $15.3235 per share, also held indirectly by trust.
  • Post-transaction trust holdings: 2,575,962 shares of common stock held indirectly through the Charles A Williams Trust following both transactions.
  • Additional indirect holdings: 720,429 shares held indirectly through a 401(k) plan.
  • Direct holdings: 113,789 shares held directly by the reporting person.
  • Roles: Williams is identified as both Director and Officer (Chairman and CEO); the Charles A Williams Trust is identified as a 10% Owner.

Northpointe Bancshares Chairman and CEO Reports Two Trust Purchases of Common Stock

According to the filing, Charles Alan Williams, who serves as Chairman and CEO of Northpointe Bancshares Inc (NYSE:NPB), reported two purchases of common stock executed through the Charles A Williams Trust. The first transaction, dated October 23, 2026, involved the acquisition of 50,000 shares at a price of $15.4243 per share. The second transaction, dated October 26, 2026, involved an additional 50,000 shares at $15.3235 per share. Both transactions carry transaction code "P," indicating open-market purchases, per the filing.

Following the two reported purchases, the filing discloses that Williams beneficially owns 2,575,962 shares indirectly through the Charles A Williams Trust. The filing further reports 720,429 shares held indirectly through a 401(k) plan, and 113,789 shares held directly by Williams. No derivative securities transactions were reported in Table II of the filing.

The form was filed by more than one reporting person: Williams individually, identified as a Director and Officer, and the Charles A Williams Trust, identified as a 10% Owner. The filing was signed by Kevin J. Comps as Attorney-in-Fact on October 27, 2026. Footnote 1 in the filing confirms that the trust-held shares "reflect shares of common stock held by the Charles A Williams TR Charles A Williams Trust."

What Was Disclosed

The filing reports two open-market purchases of Northpointe Bancshares common stock totaling 100,000 shares, executed on October 23 and October 26, 2026, through a trust controlled by Chairman and CEO Charles Alan Williams, bringing trust holdings to 2,575,962 shares.