Gregory D. Wasson and G&K Investment Holdings LLC filed a joint initial statement of beneficial ownership with the SEC on November 11, 2026, disclosing securities acquired in ADM Tronics Unlimited, Inc.'s private placement that closed on October 27, 2026.

Key Highlights

  • Triggering event: The initial closing of ADM Tronics Unlimited's private placement on October 27, 2026 required the filing.
  • Direct common stock: Gregory D. Wasson directly owns 10,000,000 shares of Common Stock, par value $0.0005 per share.
  • Indirect common stock via G&K Investment Holdings LLC: 10,000,000 shares held by G&K, in which Wasson and his wife, Kimberly Wasson, collectively hold a majority economic ownership interest.
  • Indirect common stock via Wasson LLC: 2,500,000 shares held by Wasson LLC, which is wholly owned by Wasson.
  • Warrants disclosed: A total of 11,250,000 shares of Common Stock underlie purchase warrants across direct and indirect holdings, each exercisable at $0.10 per share and expiring October 27, 2031.
  • Relationship to issuer: Both Gregory D. Wasson and G&K Investment Holdings LLC are identified as Directors and greater-than-10% beneficial owners.

Gregory D. Wasson's Initial Ownership Disclosed After ADM Tronics Private Placement Closing

According to the filing, Gregory D. Wasson and G&K Investment Holdings LLC jointly filed this Form 3 as reporting persons, both reporting greater-than-10% beneficial ownership of ADM Tronics Unlimited, Inc. (ADMT). The securities disclosed were acquired at the initial closing of the issuer's private placement on October 27, 2026. The filing was signed on November 11, 2026 and covers common stock and warrants held across three ownership structures.

In Table I, the filing reports three separate lines of common stock. Wasson directly holds 10,000,000 shares. An additional 10,000,000 shares are held by G&K Investment Holdings LLC, in which Wasson and his wife collectively hold a majority economic ownership interest; Wasson reports these indirectly. A further 2,500,000 shares are held by Wasson LLC, which is wholly owned by Wasson, and are reported as indirect holdings solely attributable to him and not to G&K. Combined, the filing attributes 22,500,000 shares of common stock to Wasson across direct and indirect positions.

Table II of the filing discloses Common Stock Purchase Warrants corresponding to each ownership structure. Each warrant is described as "immediately exercisable at an initial exercise price of $0.10 per share, subject to adjustment, and expires five years after the October 27, 2026 closing date." The warrants contain "adjustment, cashless exercise and fundamental transaction provisions," according to the filing. Shares underlying unexercised warrants are not included in the Table I common stock figures. Each reporting person also includes a disclaimer that the report "shall not be deemed an admission that any of such entity or person is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose."

What Was Disclosed

Gregory D. Wasson and G&K Investment Holdings LLC filed a joint Form 3 disclosing initial beneficial ownership of ADM Tronics Unlimited common stock and warrants acquired in a private placement that closed October 27, 2026, covering direct and indirect positions totaling 22,500,000 shares plus warrants for up to 11,250,000 additional shares.