Andre Spolidoro Ferreira Gomes, Chief Strategy Officer of VTEX (NYSE:VTEX), filed a Form 4 on November 5, 2026, disclosing the acquisition of 173,368 Restricted Stock Units and 173,368 stock options on November 3, 2026.

Key Highlights

  • Reporting Person: Andre Spolidoro Ferreira Gomes, identified as Chief Strategy Officer of VTEX.
  • RSU Grant: 173,368 Restricted Stock Units acquired on November 3, 2026, at a price of $0, each representing a contingent right to receive one Class A Common Share.
  • Stock Option Grant: 173,368 stock options acquired on November 3, 2026, at a price of $0, with an exercise price of $3.97 per share and an expiration date of November 1, 2031.
  • Vesting Schedule: Both the RSUs and stock options vest 25% on November 1, 2027, with the remainder vesting in tranches of 6.25% every three months thereafter.
  • Beneficial Ownership: Following the transactions, Gomes directly holds 173,368 RSUs and 173,368 stock options, both in Class A Common Shares.
  • Foreign Private Issuer Exemption: The filing notes that transactions are exempt from Sections 16(b) and 16(c) of the Securities Exchange Act of 1934, due to VTEX's status as a foreign private issuer under Rule 3a12-3(b).

VTEX Chief Strategy Officer Discloses RSU and Stock Option Awards

According to the Form 4 filed with the U.S. Securities and Exchange Commission on November 5, 2026, Andre Spolidoro Ferreira Gomes, serving as Chief Strategy Officer of VTEX (NYSE:VTEX), reported the acquisition of two categories of derivative securities on November 3, 2026. The filing lists both grants as acquired at a price of $0, indicating these were equity compensation awards rather than open-market purchases.

The first award consists of 173,368 Restricted Stock Units. The filing states that "each Restricted Stock Unit ('RSUs') represents a contingent right to receive shares of Issuer Class A common stock on a one-for-one basis." Per the filing, 25% of these RSUs vest on November 1, 2027, with the remaining amount vesting in tranches of 6.25% every three months thereafter. Following the transaction, Gomes directly holds 173,368 RSUs.

The second award consists of 173,368 stock options with an exercise price of $3.97 per share and an expiration date of November 1, 2031. The filing describes an identical vesting schedule: 25% vesting on November 1, 2027, and the balance vesting in 6.25% tranches every three months. Following the transaction, Gomes directly holds 173,368 stock options. The filing further notes that, due to VTEX's foreign private issuer status under Rule 3a12-3(b), Gomes's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Securities Exchange Act of 1934.

What Was Disclosed

The filing disclosed the grant to VTEX Chief Strategy Officer Andre Spolidoro Ferreira Gomes of 173,368 RSUs and 173,368 stock options in VTEX Class A Common Shares, both dated November 3, 2026, with a four-year graduated vesting schedule beginning November 1, 2027.