Geraldo do Carmo Thomaz Junior, Chief Executive Officer of VTEX, filed a Form 4 on November 3, 2026, disclosing the sale of 4,808 Class A Common Shares on November 2, 2026, pursuant to a Rule 10b5-1 trading plan.

Key Highlights

  • Shares sold: 4,808 Class A Common Shares disposed of on November 2, 2026, transaction code S.
  • Price range: Shares were sold in multiple transactions ranging from USD $4.00 to USD $4.01, inclusive, with a weighted average price of $4.
  • Trading plan: The sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 10, 2025.
  • Direct holdings after transaction: 1,122,009 Class A Common Shares held directly following the reported transaction.
  • Indirect holdings: 120,089 Class A Common Shares held indirectly by Signo Inv Tech Co Ltd.
  • Foreign private issuer exemption: The filing notes that transactions are exempt from Sections 16(b) and 16(c) of the Securities Exchange Act of 1934 due to VTEX's status as a foreign private issuer under Rule 3a12-3(b).

VTEX CEO Share Sale Under Pre-Established 10b5-1 Plan

According to the filing, Geraldo do Carmo Thomaz Junior, Chief Executive Officer of NYSE:VTEX, disposed of 4,808 Class A Common Shares on November 2, 2026. The transaction was coded "S" (sale) and carried out under a Rule 10b5-1 Trading Plan that the reporting person adopted on November 10, 2025. The filing indicates the shares were sold in multiple transactions at prices ranging from USD $4.00 to USD $4.01, inclusive, with a weighted average price of $4 reported in the transaction table.

Following the reported transaction, the filing discloses that the reporting person directly holds 1,122,009 Class A Common Shares. An additional 120,089 Class A Common Shares are held indirectly through Signo Inv Tech Co Ltd, according to the filing. The reporting person undertakes, per the filing, to provide full information regarding the number of shares sold at each separate price within the stated range upon request by the issuer, any security holder, or SEC staff.

The filing further notes that, because VTEX holds foreign private issuer status under Rule 3a12-3(b) of the Securities Exchange Act of 1934, the reporting person's transactions in the issuer's equity securities "are exempt from Sections 16(b) and 16(c) of the Act." The form was signed by Geraldo do Carmo Thomaz Junior and filed on November 3, 2026.

What Was Disclosed

The Form 4 discloses a sale of 4,808 Class A Common Shares by VTEX's CEO on November 2, 2026, under a pre-established Rule 10b5-1 plan, at prices between $4.00 and $4.01, leaving direct beneficial ownership of 1,122,009 shares.