Dan Doman, Chief Operating and Product Officer of Upland Software, Inc., filed a Form 4 on September 21, 2026, reporting a share withholding transaction dated September 16, 2026, related to the vesting of restricted stock units.

Key Highlights

  • Reporting person: Dan Doman, Chief Operating and Product Officer of Upland Software, Inc.
  • Transaction type: 2,952 shares of Common Stock disposed of (transaction code F) at a price of $3.945 per share on September 16, 2026.
  • Purpose: Shares were withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units, according to the filing.
  • Not an open market sale: The filing states explicitly, "This is not an open market sale of securities."
  • Remaining ownership: Following the transaction, Doman directly beneficially owned 86,473 shares of Common Stock.
  • Exchange and ticker: Upland Software, Inc. trades under NASDAQ:UPLD.

Upland Software Officer Reports RSU Tax Withholding Transaction

According to the Form 4 filed with the U.S. Securities and Exchange Commission, Dan Doman, who serves as Chief Operating and Product Officer of Upland Software, Inc. (NASDAQ:UPLD), reported a single non-derivative securities transaction on September 16, 2026. The filing was signed and submitted on September 21, 2026.

The transaction involved the disposal of 2,952 shares of Common Stock at a price of $3.945 per share. The filing classifies this under transaction code F and identifies the shares as disposed of (D). Per the explanation of responses included in the filing, the shares were "withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units," and the filing further states, "This is not an open market sale of securities."

Following this transaction, Doman reported direct beneficial ownership of 86,473 shares of Common Stock. No derivative securities transactions were reported in Table II of the filing. The filing was made by one reporting person and is not identified as an amendment to a prior filing.

What Was Disclosed

Upland Software's Chief Operating and Product Officer, Dan Doman, reported a tax-related share withholding of 2,952 shares at $3.945 per share on September 16, 2026, leaving him with direct beneficial ownership of 86,473 shares of Common Stock.