UBS Group AG filed a Form 6-K with the U.S. Securities and Exchange Commission on October 28, 2026, reporting its consolidated capital instruments and TLAC-eligible senior unsecured debt information for the third quarter of 2026, with data as of September 30, 2026.

Key Highlights

  • Total additional tier 1 capital recognized: USD 22,792 million as of September 30, 2026, according to the filing.
  • Total tier 2 capital recognized: USD 0 million, as all five listed tier 2 instruments were reported with zero amount recognized in regulatory capital.
  • 23 additional tier 1 instruments listed: All classified as high-trigger loss-absorbing additional tier 1 capital, each with a perpetual maturity date.
  • AT1 issuances span multiple currencies: Instruments are denominated in USD, CHF, SGD, and AUD, issued by UBS Group AG or its Swiss employing subsidiaries.
  • TLAC-eligible senior unsecured debt: Includes instruments dating back to May 2015, with outstanding amounts in USD, EUR, JPY, GBP, AUD, CHF, and GBP across dozens of tranches.
  • Swiss SRB framework: The disclosure covers treatment under the Swiss systemically relevant bank framework for both going concern and gone concern requirements.

UBS Group AG Third-Quarter 2026 Capital Instruments Detail

According to the filing, UBS Group AG (NYSE:UBS) published its consolidated capital instruments and TLAC-eligible senior unsecured debt information for the third quarter of 2026 as part of a Form 6-K submitted to the SEC on October 28, 2026. The document provides data as of September 30, 2026, covering the treatment of capital instruments under the Swiss systemically relevant bank framework, addressing both going concern and gone concern requirements.

The filing lists 23 additional tier 1 capital instruments, all classified as high-trigger loss-absorbing additional tier 1 capital, with a combined amount recognized in regulatory capital of USD 22,792 million. These instruments are perpetual and were issued by UBS Group AG or, in certain cases, by UBS Group AG together with Switzerland or employing subsidiaries. Issuance dates range from February 2021 through June 2026, with first optional call dates spanning from February 2027 through June 2032. Denominations include USD, CHF, SGD, and AUD.

Five tier 2 capital instruments are listed, all issued by UBS AG, London branch, with issue dates in late 1999. According to the filing, each of these instruments carries an amount recognized in regulatory capital of USD 0, resulting in total tier 2 capital recognized of USD 0. The TLAC-eligible senior unsecured debt section lists numerous instruments issued by UBS Group AG across multiple currencies including USD, EUR, JPY, GBP, AUD, and CHF, with issuance dates beginning in May 2015. The filing notes that further information about the Swiss SRB capital framework is available in the "Capital, liquidity and funding, and balance sheet" section of the UBS Group Annual Report 2025.

What Was Disclosed

UBS Group AG disclosed its capital instruments and TLAC-eligible senior unsecured debt composition as of September 30, 2026, under the Swiss SRB framework, including regulatory capital recognition amounts for additional tier 1, tier 2, and TLAC-eligible senior unsecured debt instruments.