Director Aaron Tucker of Unity Bancorp Inc /NJ/ filed a Form 4 on October 29, 2026, reporting the exercise of 1,500 stock options and acquisition of 1,500 shares of common stock on October 28, 2026.

Key Highlights

  • Transaction: Aaron Tucker acquired 1,500 shares of common stock on October 28, 2026, via an option exercise coded "M."
  • Exercise price: The stock options were exercised at $15.70 per share.
  • Post-transaction direct holdings: Tucker directly holds 72,418 shares of common stock following the reported transaction.
  • Remaining options: 16,800 stock options remain beneficially owned, all of which the filing states are currently exercisable.
  • Total beneficial ownership: The filing reports total beneficial ownership of 89,218 shares and options combined.
  • Role: Tucker is identified as a Director of Unity Bancorp Inc /NJ/ (NASDAQ:UNTY).

Details of Aaron Tucker's October 2026 Option Exercise at Unity Bancorp

According to the Form 4 filing, Director Aaron Tucker exercised 1,500 stock options on October 28, 2026, at a conversion price of $15.70, acquiring 1,500 shares of Unity Bancorp Inc /NJ/ common stock. The transaction was recorded under code "M," indicating an exercise or conversion of a derivative security. The filing was signed on October 29, 2026, by Amanda Roche, FVP/Controller, acting as power of attorney for Tucker.

Following the reported transaction, Tucker directly holds 72,418 shares of common stock. The filing breaks down that total as 20,207 shares held in a Shareworks account, 44,414 shares held in a brokerage account, 3,797 shares held in a Computershare account with quarterly dividend reinvestment, and 4,000 restricted shares held at Computershare with upcoming vesting dates, according to the filing's footnotes.

In Table II, the filing discloses that 1,500 derivative securities were disposed of through the exercise, and 16,800 stock options remain directly held, all currently exercisable according to the filing. The filing notes those 1,500 exercised options vested in 500-share increments on January 3, 2018, January 3, 2019, and January 3, 2020. The filing states total beneficial ownership, combining common stock and remaining options, of 89,218.

What Was Disclosed

The filing discloses a single option exercise transaction by Director Aaron Tucker on October 28, 2026, covering 1,500 shares at $15.70, leaving Tucker with 72,418 directly held common shares and 16,800 remaining stock options, for stated total beneficial ownership of 89,218.