Nomura Holdings Inc officer Tobari Akihito filed a Form 4 on October 23, 2026, reporting an acquisition of common stock through the company's officers' stock ownership plan.

Key Highlights

  • Acquisition: Tobari Akihito acquired 69.369 shares of Nomura Holdings Inc common stock on October 23, 2026, with a reported price of $9.2 per share.
  • Price conversion: According to the filing, the reported price was converted from Japanese yen to U.S. dollars using a spot exchange rate of JPY156.51 = US$1, as reported by MUFG Bank, Ltd on the transaction date.
  • Beneficial ownership: Following the reported transaction, Tobari held 163.635 shares indirectly through the officers' stock ownership plan.
  • Additional note: The filing discloses that 200 shares were transferred from the officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, with no change in total beneficial ownership as a result.
  • Direct holdings: The filing also reflects 106,066 shares listed under Table I as directly owned, marked with code D (disposed) and no transaction date, consistent with a standing balance disclosure.
  • Role: Tobari Akihito is identified in the filing as Head of Wealth Management at Nomura Holdings Inc (NYSE:NMR; foreign trading symbol TSE: 8604).

Tobari Akihito's October 2026 Stock Plan Acquisition at Nomura Holdings

According to the Form 4 filed with the U.S. Securities and Exchange Commission, Tobari Akihito, identified as Head of Wealth Management at Nomura Holdings Inc, acquired 69.369 shares of the company's common stock on October 23, 2026. The transaction, coded "A" for acquired, took place through what the filing describes as an "officers' stock ownership plan." The per-share price is listed as $9.2, with the filing noting that this figure was converted from Japanese yen using a spot exchange rate of JPY156.51 = US$1 as reported by MUFG Bank, Ltd on the transaction date.

Following the reported acquisition, Tobari's indirectly held shares in the officers' stock ownership plan stood at 163.635, according to the filing. The Form 4 was signed by Takashi Futaki as attorney-in-fact on October 23, 2026.

The filing also discloses a separate transfer of 200 shares from the officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's prior Form 4 filing on August 25, 2026. The filing states there was "no change in the total amount of securities beneficially owned as a result of such transfers." Nomura Holdings is listed on the NYSE under the ticker NMR, with a foreign trading symbol of TSE: 8604.

What Was Disclosed

Tobari Akihito, Head of Wealth Management at Nomura Holdings Inc, reported an indirect acquisition of 69.369 common shares at $9.2 per share on October 23, 2026, through the officers' stock ownership plan, resulting in an indirect holding of 163.635 shares.