Srinivas Tallapragada filed an initial statement of beneficial ownership with the SEC on November 12, 2026, reporting his status as a newly appointed director of Broadridge Financial Solutions, Inc., with an event date of November 10, 2026.

Key Highlights

  • Reporting person: Srinivas Tallapragada, identified as a Director of Broadridge Financial Solutions, Inc.
  • Event date: The date of event requiring the statement was November 10, 2026.
  • No securities held: The filing states "No securities are beneficially owned" in both the non-derivative and derivative securities tables.
  • Filing date: The form was signed and filed on November 12, 2026, by Maria Allen under power of attorney.
  • Exchange and ticker: Broadridge Financial Solutions, Inc. trades on NYSE:BR, as stated on the filing's cover.

Tallapragada Reports No Beneficial Ownership Upon Joining Broadridge Board

Srinivas Tallapragada submitted a Form 3 - Initial Statement of Beneficial Ownership of Securities - in connection with becoming a director of Broadridge Financial Solutions, Inc. (NYSE:BR). The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and certain shareholders to report their initial holdings upon assuming a covered role.

According to the filing, the date of the event requiring the statement was November 10, 2026. Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, are both unpopulated. The filing explicitly discloses: "No securities are beneficially owned." Tallapragada's listed address is 605 Third Avenue, New York, New York 10158.

The form was filed by one reporting person and was signed on November 12, 2026, by Maria Allen acting under power of attorney. No amendment date is listed, indicating this is an original filing rather than a revision to a prior submission.

What Was Disclosed

Broadridge Financial Solutions director Srinivas Tallapragada filed an initial beneficial ownership statement reporting no direct or indirect holdings of company securities, either non-derivative or derivative, as of the November 10, 2026 event date.