XAI Floating Rate & Alternative Income Trust Vice President Spence John Yogi filed a Form 4 on October 26, 2026, disclosing a purchase of 1,000 common shares on October 23, 2026.

Key Highlights

  • Purchase transaction: Spence John Yogi acquired 1,000 Common Shares of Beneficial Ownership on October 23, 2026, at a price of $16.50 per share.
  • Direct holdings after transaction: Following the purchase, Yogi directly holds 115,357 common shares, which includes shares received through the XFLT Dividend Reinvestment Plan.
  • Indirect holdings: The filing also reports 2,050 shares held indirectly through XA Investments LLC, 2,118 shares held indirectly by spouse (including DRIP shares), and 3,646.94 shares held indirectly through XMS Holdings LLC.
  • Reverse split adjustment: All share figures reflect the issuer's 1-for-5 reverse split that became effective March 20, 2026.
  • Reporting person's role: Yogi is identified as Vice President of XAI Floating Rate & Alternative Income Trust (NYSE:XFLT).

Spence John Yogi's October 2026 Open-Market Purchase of XFLT Shares

According to the Form 4 filed with the SEC on October 26, 2026, Spence John Yogi, a Vice President of XAI Floating Rate & Alternative Income Trust (NYSE:XFLT), reported a direct purchase of 1,000 Common Shares of Beneficial Ownership on October 23, 2026, at $16.50 per share. The transaction code recorded is "P," indicating an open-market purchase.

Following the transaction, the filing discloses that Yogi directly holds 115,357 common shares. The filing notes that this figure includes shares received through the XFLT Dividend Reinvestment Plan. In addition to direct holdings, the filing reports three categories of indirect beneficial ownership: 2,050 shares held through XA Investments LLC; 2,118 shares held by spouse, also inclusive of Dividend Reinvestment Plan shares; and 3,646.94 shares held through XMS Holdings LLC.

The filing includes a footnote stating that all share amounts "reflect the issuer's 1 for 5 reverse split effective March 20, 2026." No derivative securities transactions were reported in Table II of the filing. The Form 4 was filed by one reporting person and covers the earliest transaction date of October 23, 2026.

What Was Disclosed

Vice President Spence John Yogi disclosed a purchase of 1,000 XFLT common shares at $16.50 on October 23, 2026, bringing his direct holdings to 115,357 shares. Additional indirect holdings totaling 7,814.94 shares were also reported across three separate entities and a spouse.