Sierra Bancorp officer Kevin J. McPhaill filed a Form 144 notice of proposed sale of 4,000 shares of common stock, dated October 29, 2026, through broker Stifel Nicolaus and Company Inc.

Key Highlights

  • Proposed sale: 4,000 shares of Sierra Bancorp common stock with an aggregate market value of $171,413.00, according to the filing.
  • Seller: Kevin J. McPhaill, identified in the filing as an officer of Sierra Bancorp.
  • Broker: Stifel Nicolaus and Company Inc., 501 N Broadway, St. Louis, MO 63102, named as the executing broker.
  • Approximate date of sale: October 29, 2026, with trading to occur on Nasdaq.
  • Shares outstanding: 12,963,397 shares of common stock outstanding, as stated in the filing.
  • No prior sales: The filing reports nothing to report for securities sold during the past three months.
  • Acquisition source: The shares were acquired through equity compensation transactions from the issuer on multiple dates between November 2024 and August 2025.

McPhaill's Proposed Rule 144 Sale of Sierra Bancorp Common Stock

According to the Form 144 filing submitted to the U.S. Securities and Exchange Commission, Kevin J. McPhaill, an officer of Sierra Bancorp (NASDAQ:BSRR), proposed to sell 4,000 shares of the company's common stock. The filing lists an aggregate market value of $171,413.00 for the proposed sale and identifies the approximate sale date as October 29, 2026. Sierra Bancorp is headquartered at 86 North Main Street, Porterville, California 93257.

The filing details five separate equity compensation acquisitions from the issuer as the source of the securities to be sold. Specifically, 1,089 shares were acquired on November 16, 2024; 1,287 shares on November 18, 2024; 963 shares also on November 18, 2024; 378 shares on November 19, 2024; and 283 shares on August 20, 2025. Each acquisition is described as an equity compensation transaction, with payment noted as cash in each instance. The combined total of these disclosed acquisition lots is 4,000 shares.

The filing states that no securities of the issuer were sold by McPhaill during the past three months, with that section marked "Nothing to Report." The notice was signed by Azad Daswani, described as a duly authorized representative of Stifel, acting as attorney-in-fact for Kevin McPhail. The filing carries SEC File Number 000-33063 and was submitted as a live filing under CIK 0001349140.

What Was Disclosed

Sierra Bancorp officer Kevin J. McPhaill filed a Form 144 notice proposing to sell 4,000 shares of common stock valued at $171,413.00, acquired through equity compensation between November 2024 and August 2025, with no sales reported in the prior three months.