Siebert Financial Corp. filed its Form 10-Q for the quarterly period ended September 30, 2026, with the SEC on November 13, 2026, reporting condensed consolidated financial statements reflecting total assets of $822,808,000.

Key Highlights

  • Total assets of $822,808,000 as of September 30, 2026, up from $759,042,000 as of December 31, 2025, according to the filing.
  • Retained earnings declined to $42,206,000 as of September 30, 2026, compared with $45,215,000 as of December 31, 2025, the filing shows.
  • Cash and cash equivalents stood at $9,071,000 as of September 30, 2026, down from $22,408,000 as of December 31, 2025.
  • Shares outstanding: 42,224,436 shares of common stock outstanding as of November 13, 2026, with 43,224,436 shares issued and 1,000,000 treasury shares held.
  • Securities borrowed totaled $436,959,000 and securities loaned totaled $431,165,000 as of September 30, 2026.
  • Receivables from customers grew to $106,456,000 from $73,465,000 at year-end 2025, while payables to customers increased to $268,425,000 from $237,193,000.

Siebert Financial's Balance Sheet Position as of September 30, 2026

Siebert Financial Corp. (NASDAQ:SIEB), a New York-incorporated broker-dealer holding company headquartered at 653 Collins Avenue, Miami Beach, FL 33139, reported total assets of $822,808,000 as of September 30, 2026, according to its unaudited condensed consolidated statements of financial condition. This compares with $759,042,000 as of December 31, 2025. The company is classified as a non-accelerated filer and smaller reporting company under SEC rules, as the filing indicates.

Current assets totaled $783,135,000 as of September 30, 2026, up from $727,227,000 at year-end 2025. Cash and securities segregated for regulatory purposes were $187,985,000, comprising cash of $146.5 million and securities with a fair value of $41.5 million, the filing states. Total current liabilities rose to $720,139,000 from $660,824,000, driven partly by an increase in payables to customers and a rise in securities loaned to $431,165,000 from $407,258,000. Total liabilities reached $732,343,000 as of September 30, 2026, compared with $669,882,000 as of December 31, 2025.

Stockholders' equity reflected common stock with a $0.01 par value, 100,000,000 shares authorized, and additional paid-in capital of $50,336,000, up from $46,040,000 at year-end 2025. Treasury stock remained at $2,510,000, representing 1,000,000 shares held as of both dates. Retained earnings decreased to $42,206,000 from $45,215,000 over the same period. The filing notes that the forward-looking statements it contains are subject to risks and uncertainties described in the company's 2025 Annual Report on Form 10-K and other regulatory filings, and are the company's own.

What Was Disclosed

Siebert Financial Corp. filed its unaudited Form 10-Q for the quarter ended September 30, 2026, disclosing balance sheet data showing total assets of $822,808,000, a decrease in retained earnings, and 42,224,436 shares of common stock outstanding as of November 13, 2026.