Director Shelley J. Bausch filed a Form 4 with the SEC on November 4, 2026, disclosing the acquisition of 141 shares of phantom stock and RSUs in GATX Corp (NYSE:GATX) on November 2, 2026.

Key Highlights

  • Transaction date: November 2, 2026, with 141 shares of phantom stock/RSUs acquired by Director Shelley J. Bausch.
  • Price: The acquisition was recorded at $180.605 per share, according to the filing.
  • Breakdown: 16 shares represent dividend reinvestment credits under the Phantom Stock Plan and Deferred Fee Plan; 124 RSUs were acquired via the director's election to defer cash retainer and other fees.
  • Post-transaction ownership: Following the transaction, Bausch beneficially owns 4,449 shares directly.
  • Settlement terms: Each phantom stock unit or RSU represents the right to receive one share of GATX Corp common stock, payable on a deferred basis generally upon termination of board service.
  • Filing agent: The form was signed by Lisa M. Ibarra, by Power of Attorney, on behalf of Shelley J. Bausch.

GATX Director Bausch's November 2026 Phantom Stock and RSU Acquisition Details

According to the Form 4 filed on November 4, 2026, Shelley J. Bausch, a director of GATX Corp (NYSE:GATX), acquired a total of 141 phantom stock units and RSUs on November 2, 2026, under two company plans: the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan").

The filing states that the 141 shares consist of two components. First, 16 shares represent phantom stock/RSUs credited through the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan. Second, 124 RSUs were acquired under the Deferred Fee Plan, resulting from Bausch's election to defer her annual cash retainer and other cash fees in the form of RSUs. The transaction price recorded in the filing is $180.605 per share. The filing notes that the shares are acquired as direct holdings.

As described in the filing, each phantom stock unit or RSU "represents the right to receive one share of Issuer's common stock upon settlement," with settlement generally occurring on a deferred basis in common stock upon the reporting person's termination of service on the GATX board of directors. Following the reported transaction, Bausch's direct beneficial ownership stands at 4,449 shares, as reported in the filing.

What Was Disclosed

Shelley J. Bausch, a GATX Corp director, disclosed the acquisition of 141 phantom stock units and RSUs at $180.605 per share on November 2, 2026, bringing her total direct beneficial ownership to 4,449 shares, as reported in the Form 4 filed November 4, 2026.