Director Robert Gerald Rooney filed a Form 4 with the SEC on November 2, 2026, reporting three sales of TCW Strategic Income Fund Inc common stock executed on October 30, 2026.

Key Highlights

  • Three sale transactions: Rooney disposed of 10,000 shares at $4.26, another 10,000 shares at $4.26, and 9,333 shares at $4.27, all on October 30, 2026.
  • Total shares sold: 29,333 shares of common stock across the three reported transactions.
  • Resulting ownership: Following the transactions, Rooney directly held 23,474.1784 shares of common stock.
  • Role: Rooney is identified as a Director of TCW Strategic Income Fund Inc (NYSE:TSI).
  • All transactions direct: Each of the three dispositions is reported as directly owned, with no indirect beneficial ownership indicated.
  • No derivative activity: Table II contains no reported derivative security transactions.

Rooney's October 30 Share Sales at TCW Strategic Income Fund

According to the filing, Robert Gerald Rooney, a Director of TCW Strategic Income Fund Inc (NYSE:TSI), reported three separate disposals of common stock on October 30, 2026. The first two transactions each involved 10,000 shares sold at a price of $4.26 per share. The third transaction covered 9,333 shares sold at $4.27 per share. All three sales carry transaction code "S," indicating open-market sales, and all are listed as directly held.

The filing shows that Rooney's beneficial ownership declined in steps across the three transactions. After the first sale of 10,000 shares, the reported amount beneficially owned stood at 42,807.1784 shares. After the second sale of 10,000 shares, it fell to 32,807.1784 shares. Following the third sale of 9,333 shares, the remaining direct holding was reported as 23,474.1784 shares.

The Form 4 was signed by Peter Davidson as Attorney-in-Fact and filed on November 2, 2026. The date of earliest transaction is listed as October 30, 2026. No derivative securities were acquired or disposed of, and Table II contains no entries. No amendment date is indicated, and the filing was made by one reporting person.

What Was Disclosed

Director Robert Gerald Rooney disclosed the sale of 29,333 shares of TCW Strategic Income Fund Inc common stock on October 30, 2026, at prices of $4.26 and $4.27 per share, leaving a reported direct holding of 23,474.1784 shares.