John F.W. Rogers, Executive Vice President of Goldman Sachs Group Inc, filed a Form 4 on October 27, 2026, reporting the delivery of common stock from a performance-based restricted stock unit award and a related tax withholding transaction, both occurring on October 23, 2026.

Key Highlights

  • 36,633 shares acquired: Shares underlying a Shareholder Value Creation Award originally granted in January 2022 were delivered to Rogers on October 23, 2026, with no consideration paid.
  • Maximum performance achieved: The filing states the delivery reflects the maximum 150% achievement of pre-established absolute and relative total shareholder return-based performance goals.
  • 18,562 shares withheld for taxes: That number of shares was withheld at a price of $891.3 per share to satisfy withholding obligations connected to the delivery.
  • Direct holdings after transactions: Rogers directly held 67,888 shares following the reported transactions.
  • Transfer restriction: According to the filing, the delivered shares generally cannot be sold or transferred before October 2027.
  • Indirect holdings: An additional 9,428 shares are held by Rogers' spouse, and 38,165 shares are held through a family trust for which Rogers disclaims beneficial ownership.

Goldman Sachs EVP Rogers: 2022 SVC Award Delivery and Tax Withholding Details

According to the Form 4 filed with the SEC, Goldman Sachs Group Inc (NYSE:GS) Executive Vice President John F.W. Rogers received 36,633 shares of Goldman Sachs common stock (par value $0.01 per share) on October 23, 2026. The filing describes these shares as the underlying securities of a Shareholder Value Creation Award ("SVC Award") that was originally granted in January 2022 in the form of performance-based restricted stock units. The shares were delivered "without the payment of any consideration," the filing states.

The filing notes that the delivery reflects the maximum (150%) achievement of pre-established absolute and relative total shareholder return-based performance goals set forth in the SVC Award. The transaction was coded "M," indicating the conversion or exercise of a derivative security. As a result of this delivery, the performance-based restricted stock unit position in Table II was reduced to zero. Following the acquisition, the filing also reports that 18,562 shares were withheld (transaction code "F") at a price of $891.3 per share to satisfy tax withholding obligations tied to the same delivery, bringing Rogers' direct beneficial ownership to 67,888 shares.

Beyond direct holdings, the filing discloses that 9,428 shares are held by Rogers' spouse, and 38,165 shares are held through a trust whose sole trustee is Rogers' spouse and whose sole beneficiaries are immediate family members of Rogers. The filing states that Rogers "disclaims beneficial ownership" of those trust shares. The filing was signed by Jamie A. Greenberg as attorney-in-fact on October 27, 2026.

What Was Disclosed

The filing reports the October 23, 2026, delivery of 36,633 Goldman Sachs shares to EVP John F.W. Rogers from a 2022 SVC Award at maximum performance, offset by 18,562 shares withheld for taxes at $891.3 per share, leaving Rogers with 67,888 shares held directly.