Rocket Lab USA officer Adam Spice filed a Form 144 notice on November 2, 2026, proposing to sell 140,157 shares of Rocket Lab Corporation common stock acquired through the exercise of stock options.

Key Highlights

  • Proposed sale: Adam Spice, listed as an officer of Rocket Lab Corporation, intends to sell 140,157 shares of common stock.
  • Aggregate market value: The proposed shares carry an aggregate market value of $7,670,792.61, according to the filing.
  • Acquisition method: The 140,157 shares were acquired on November 2, 2026, via exercise of stock options from the issuer, with payment made in cash on the same date.
  • Broker: The sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.
  • 10b5-1 plan: The filing indicates a Rule 10b5-1 plan adoption date of June 3, 2026.
  • Shares outstanding: The filing states 598,350,482 shares of common stock were outstanding at the time of notice.
  • Exchange: The securities are listed on NASDAQ:RKLB, as stated in the filing.

Adam Spice's Proposed Rule 144 Sale at Rocket Lab Corporation

According to the Form 144 filing dated November 2, 2026, Adam Spice, an officer of Rocket Lab Corporation, provided notice of a proposed sale of 140,157 shares of the company's common stock on the NASDAQ exchange. The shares were obtained on November 2, 2026, through the exercise of stock options granted by the issuer, with cash payment made on the same date. The filing places the aggregate market value of the proposed sale at $7,670,792.61.

The filing discloses that Spice adopted a written trading plan under Rule 10b5-1 on June 3, 2026. Under this plan, prior sales of common stock have been reported in the filing's three-month lookback period. Those prior sales include 140,157 shares sold on October 1, 2026, with gross proceeds of $9,925,442.21, and 140,157 shares sold on September 2, 2026, with gross proceeds of $8,777,724.56. Additional sales outside the 10b5-1 plan are also listed: 9,677 shares on August 24, 2026, generating gross proceeds of $673,790.46; 30,908 shares on August 17, 2026, generating $1,291,812.12; and 15,718 shares on August 18, 2026, generating $2,484,247.50, according to the filing. The issuer's address is listed as 3881 McGowen Street, Long Beach, California 90808, and the SEC file number is 001-39560.

The filing notes that by signing, Spice represented that he "does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed," with that representation made as of the plan adoption date of June 3, 2026.

What Was Disclosed

Rocket Lab Corporation officer Adam Spice filed a Form 144 on November 2, 2026, to propose the sale of 140,157 common shares with a stated aggregate market value of $7,670,792.61, acquired through stock option exercise and to be sold under a 10b5-1 plan adopted June 3, 2026.