Jim Brian Lain, Executive Vice President and Chief Operating Officer of Regis Corp, filed a Form 4 on October 30, 2026, disclosing the acquisition of 10,800 shares of common stock on October 28, 2026.

Key Highlights

  • Reporting person: Jim Brian Lain, EVP and COO of Regis Corp (NASDAQ:RGS)
  • Transaction date: October 28, 2026
  • Shares acquired: 10,800 shares of common stock at a price of $0
  • Transaction code: A (acquisition), reported as a non-derivative security award
  • Post-transaction ownership: 23,788 shares of common stock held directly
  • Vesting schedule: 1/3 of the shares vest on each of the first, second, and third anniversaries of the grant date, subject to continued employment

Regis Corp COO's Share Award: Transaction and Vesting Details

According to the filing, Jim Brian Lain, serving as Executive Vice President and Chief Operating Officer of Regis Corp (NASDAQ:RGS), reported the acquisition of 10,800 shares of common stock on October 28, 2026. The transaction was recorded with a price of $0, indicating an award rather than an open-market purchase. Following this transaction, the filing states that Lain directly holds 23,788 shares of Regis Corp common stock.

The filing includes a footnote explaining the vesting conditions of the award. According to the disclosure, the shares vest "as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements." No derivative securities were reported in connection with this filing.

The Form 4 was signed by Amy Seidel, acting by power-of-attorney, and filed on October 30, 2026. The filing was made by one reporting person and does not indicate that any amendment to a prior filing was involved.

What Was Disclosed

Regis Corp EVP and COO Jim Brian Lain reported acquiring 10,800 shares of common stock at $0 on October 28, 2026, via an equity award subject to a three-year, one-third-per-year vesting schedule, bringing his direct holdings to 23,788 shares.