Prudential Financial, Inc. filed a Schedule 13G with the SEC on November 13, 2026, disclosing beneficial ownership of 5,344,968 shares of Rezolute, Inc. common stock, representing 5.5% of the class, as of September 30, 2026.

Key Highlights

  • Aggregate beneficial ownership: Prudential Financial, Inc. reported beneficial ownership of 5,344,968 shares of Rezolute, Inc. common stock.
  • Percent of class: The reported holdings represent 5.5% of the class of securities.
  • Shared voting power: Prudential Financial reported shared voting power over 3,302,925 shares, with sole voting power of 0.
  • Shared dispositive power: Prudential Financial reported shared dispositive power over all 5,344,968 shares, with sole dispositive power of 0.
  • Key subsidiaries: Jennison (classified as an investment adviser) holds 5,332,068 shares (5.5%), and PGIM Quantitative Solutions LLC holds 12,900 shares (0.0%).
  • Client rights: According to the filing, "Our clients may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities which are the subject of this filing."

Prudential Financial's Reported Position in Rezolute as of September 30, 2026

Prudential Financial, Inc., a New Jersey-incorporated parent holding company, filed a Schedule 13G disclosing a 5.5% beneficial ownership position in Rezolute, Inc. (NASDAQ:RZLT), a company headquartered at 275 Shoreline Drive, Suite 500, Redwood City, California, 94065. The event date triggering the filing was September 30, 2026, and the statement was signed on November 13, 2026 by Danny Fiore, identified as Second Vice President.

According to the filing, Prudential Financial reported zero sole voting power and zero sole dispositive power over the shares. Shared voting power covers 3,302,925 shares, while shared dispositive power covers the full aggregate of 5,344,968 shares. The filing identifies Prudential Financial as a parent holding company (type "HC") and states it is the indirect parent of the two subsidiaries that are the actual beneficial owners: Jennison, an investment adviser, holding 5,332,068 shares (5.5%), and PGIM Quantitative Solutions LLC, also an investment adviser, holding 12,900 shares (0.0%).

The filing includes a certification from Prudential Financial stating that the securities "were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities." The CUSIP number for the reported class of securities is 76200L309.

What Was Disclosed

Prudential Financial, Inc. disclosed through a Schedule 13G that it beneficially owns 5,344,968 shares of Rezolute, Inc. common stock, equal to 5.5% of the class, as of September 30, 2026, through subsidiaries Jennison and PGIM Quantitative Solutions LLC.