Andrew F. Sullivan, Chief Executive Officer and Chairman of the Board of Prudential Financial Inc., filed a Form 144 notice of proposed sale of 3,705 common shares on November 6, 2026, arising from the exercise of stock options granted in 2017.

Key Highlights

  • Seller: Andrew F. Sullivan, identified in the filing as Chief Executive Officer and Chairman of the Board of Prudential Financial Inc.
  • Shares proposed for sale: 3,705 shares of common stock, with an aggregate market value of $449,490.00, according to the filing.
  • Source of shares: Two option exercises on November 6, 2026 - 2,577 shares from options granted February 14, 2017, and 1,128 shares from options granted October 2, 2017, both described as "exercise and sell to cover of options expiring in 2027."
  • Total shares outstanding: The filing states 343,000,000 shares of common stock outstanding.
  • Broker named: Morgan Stanley Smith Barney LLC Securities Executive Services, 200 W Civic Center Dr., 4th Floor, Sandy, UT 84070.
  • Prior sales: The filing reports nothing to report under securities sold during the past three months.
  • Exchange: The securities are listed on the NYSE; the issuer is NYSE:PRU, as stated in the filing.

Sullivan's Option Exercise and Proposed Share Sale at Prudential Financial

According to the Form 144 filed on November 6, 2026, Andrew F. Sullivan - who holds the roles of Chief Executive Officer and Chairman of the Board at Prudential Financial Inc. - proposed to sell 3,705 shares of common stock. The filing identifies the approximate date of sale as November 6, 2026, with the transaction to be executed through Morgan Stanley Smith Barney LLC Securities Executive Services. The aggregate market value of the proposed sale is listed as $449,490.00.

The filing discloses that the shares to be sold originate from two separate stock option exercises conducted on November 6, 2026. The first involves 2,577 shares acquired through the exercise of options originally granted on February 14, 2017, by the issuer. The second involves 1,128 shares from options granted October 2, 2017, also by the issuer. Both transactions are described in the filing as "exercise and sell to cover of options expiring in 2027." The filing notes that payment for both exercises was made on November 6, 2026.

The form was signed by Richard Baker as attorney-in-fact for Andrew F. Sullivan. The filing indicates no securities of Prudential Financial were sold by Sullivan in the three months preceding the notice date. Total common shares outstanding are reported as 343,000,000. Prudential Financial Inc. is headquartered at 751 Broad St, Newark, New Jersey 07102, and its common stock is listed on the NYSE.

What Was Disclosed

Prudential Financial's CEO and Chairman, Andrew F. Sullivan, filed a Form 144 on November 6, 2026, disclosing a proposed sale of 3,705 common shares, valued at $449,490.00, obtained through the exercise of two stock option grants from 2017.