Prospect Capital Corporation filed a Form 8-K on October 27, 2026, disclosing preliminary estimates of its financial condition and results of operations as of and for the quarter ended September 30, 2026.

Key Highlights

  • Total assets: Preliminary estimate of approximately $6.0 billion as of September 30, 2026, according to the filing.
  • Common equity net asset value: Preliminary estimate of approximately $2.9 billion as of September 30, 2026.
  • Total equity (including perpetual preferred stock): Preliminary estimate of approximately $4.4 billion as of September 30, 2026.
  • Total principal debt: Preliminary estimate of approximately $1.5 billion, representing approximately 25% of total assets as of September 30, 2026.
  • Net investment income: Preliminary estimate of approximately $76 million for the three months ended September 30, 2026.
  • Non-accrual investments: Preliminary estimate of approximately 0.2% of the total investment portfolio at fair market value and approximately 1.8% at cost as of September 30, 2026.

Prospect Capital's Preliminary Q1 Fiscal 2027 Financial Estimates

Prospect Capital Corporation (NASDAQ:PSEC) disclosed preliminary financial estimates in a current report filed October 27, 2026, covering the quarter ended September 30, 2026. The company reported that its preliminary estimate of common equity net asset value stood at approximately $2.9 billion, while total equity, including perpetual preferred stock carried on the balance sheet as equity, was approximately $4.4 billion. Total principal debt was estimated at approximately $1.5 billion, and the ratio of total principal debt to total assets was approximately 25%.

The filing stated that preliminary total assets were approximately $6.0 billion as of September 30, 2026. Net investment income for the three-month period was preliminarily estimated at approximately $76 million. Regarding credit quality, the company disclosed that investments on non-accrual status represented approximately 0.2% of the total investment portfolio at fair market value and approximately 1.8% at cost.

The filing noted that the preliminary financial data "has been prepared by, and is the responsibility of, the Company's management" and that the company's independent registered public accounting firm "has not audited, reviewed, examined, compiled, nor applied agreed-upon procedures with respect to the preliminary financial data." The company further stated that "actual results may differ materially from this preliminary data" as financial closing and review procedures, final adjustments, and the valuation process are completed. The filing also contained forward-looking statements, which the company noted are subject to risks and uncertainties described in its Annual Report on Form 10-K and other public filings, and are made only as of October 27, 2026, with no obligation to update them.

What Was Disclosed

Prospect Capital filed a Form 8-K on October 27, 2026, providing unaudited preliminary estimates of its balance sheet and income for the quarter ended September 30, 2026, including total assets of approximately $6.0 billion and net investment income of approximately $76 million.