Prospect Capital Corporation filed its Annual Report on Form 10-K with the U.S. Securities and Exchange Commission on August 20, 2026, covering the fiscal year ended June 30, 2026.

Key Highlights

  • Shares outstanding: As of August 19, 2026, Prospect Capital Corporation had 524,832,496 shares of common stock outstanding.
  • Market value of non-affiliate equity: The aggregate market value of common equity held by non-affiliates was $889.5 million as of December 31, 2025, based on a closing price of $2.59 on the NASDAQ Global Select Market.
  • Common stock listing: Common Stock (par value $0.001 per share) is listed on the NASDAQ Global Select Market under the ticker PSEC.
  • Preferred stock listing: The 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock (par value $0.001) is listed on the New York Stock Exchange under the symbol PSEC PRA.
  • Large accelerated filer: The registrant is classified as a large accelerated filer according to the filing.
  • Multiple preferred stock series: The company has fourteen series of preferred stock registered pursuant to Section 12(g), with fixed rates ranging from 5.50% to 7.50% and two floating rate series.

Prospect Capital Corporation's Annual Filing: Capital Structure and Key Facts

Prospect Capital Corporation (NASDAQ:PSEC), a Maryland-incorporated company headquartered at 10 East 40th Street, New York, New York 10016, filed its Form 10-K for the fiscal year ended June 30, 2026. The company is registered with the SEC under Commission File Number 814-00659 and holds an IRS Employer Identification Number of 43-2048643. According to the filing, the registrant confirmed it has filed all required reports under the Securities Exchange Act of 1934 during the preceding 12 months and has been subject to filing requirements for the past 90 days.

The filing discloses a complex capital structure that includes common stock and a range of preferred stock series. In addition to the common stock and one exchange-listed preferred series, fourteen series of preferred stock are registered under Section 12(g) of the Act. These series carry fixed dividend rates of 5.50%, 6.50%, or 7.50%, as well as two floating rate series designated as Series A4 and Series M4. All preferred stock series carry a par value of $0.001 per share, according to the filing.

The company's forward-looking statements, as noted in the filing, address topics including future operating results of the company and its portfolio companies, the impact of geopolitical events, interest rate volatility, inflation uncertainty, and potential trade disruptions. The filing states that "forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from our historical experience and our present expectations or projections," and the company directs readers to Item 1A, Risk Factors, for further detail. These statements are the company's own and are subject to the cautionary language included in the filing.

What Was Disclosed

Prospect Capital Corporation disclosed its annual financial and operational information for the fiscal year ended June 30, 2026, including 524,832,496 common shares outstanding, a non-affiliate equity market value of $889.5 million, and a multi-series preferred stock capital structure registered across two exchanges.