Director Peter John Lee of New ERA Energy & Digital, Inc. filed a Form 4 on October 30, 2026, disclosing two acquisitions of common stock through annual restricted stock unit grants made on July 2, 2025, and July 1, 2026, both at a price of $0.

Key Highlights

  • First transaction: Peter John Lee acquired 259,548 shares of common stock on July 2, 2025, at a price of $0, directly held.
  • Second transaction: Lee acquired an additional 39,126 shares of common stock on July 1, 2026, at a price of $0, directly held.
  • Resulting ownership: Following both transactions, Lee's direct beneficial ownership stands at 298,674 shares of common stock.
  • Grant nature: Both acquisitions are described as annual grants of restricted stock units, fully vested at the time of grant, representing the equity portion of the director's retainer under the issuer's nonemployee Director Compensation Program.
  • Late filing noted: According to the filing, "the transaction reported herein was not timely reported due to an administrative oversight."
  • Filed by attorney-in-fact: The form was signed by Lisa Kish, Attorney-in-Fact for Peter John Lee, and filed on October 30, 2026.

Director Lee's Annual RSU Grants at New ERA Energy & Digital

According to the Form 4 filed with the SEC on October 30, 2026, Peter John Lee, a director of New ERA Energy & Digital, Inc. (NASDAQ:NUAI), reported two acquisitions of common stock under transaction code "A" (acquired). Both transactions carried a price of $0 and were made directly. The filing notes that both grants represent "an annual grant of restricted stock units, fully vested at the time of the grant, as the equity portion of the Reporting Person's retainer for Board service under the Issuer's nonemployee Director Compensation Program."

The first transaction, dated July 2, 2025, involved 259,548 shares, bringing Lee's beneficial ownership to that same amount at that time. The second transaction, dated July 1, 2026, added 39,126 shares, resulting in a total directly held position of 298,674 shares following both reported transactions. No derivative securities were reported in the filing.

The filing acknowledges that the transactions were not disclosed on schedule, stating that the late filing resulted from "an administrative oversight." The Form 4 was submitted by Lisa Kish as Attorney-in-Fact for Peter John Lee. No indirect ownership or derivative securities positions were listed in the filing.

What Was Disclosed

Director Peter John Lee disclosed two annual RSU grants from New ERA Energy & Digital's nonemployee Director Compensation Program, totaling 298,674 shares acquired at $0, covering grant dates of July 2, 2025, and July 1, 2026, both reported late due to an administrative oversight.