Heritage Financial Corp /WA/ EVP and Chief Information Officer Patrick William Casey filed an initial statement of beneficial ownership with the SEC on November 2, 2026, disclosing no securities held.

Key Highlights

  • Reporting person: Patrick William Casey, EVP and Chief Information Officer of Heritage Financial Corp /WA/
  • Filing date and event date: Both listed as November 2, 2026
  • No securities disclosed: The filing states "No securities are beneficially owned" in both Table I (non-derivative) and Table II (derivative) sections
  • Filing type: Initial statement, not an amendment
  • Signed by: Kaylene Lahn, listed as Attorney in Fact for Patrick W. Casey, on November 2, 2026

Heritage Financial Corp EVP Casey Reports No Beneficial Ownership at Time of Initial Filing

Patrick William Casey, identified in the filing as Executive Vice President and Chief Information Officer of Heritage Financial Corp /WA/ (NASDAQ:HFWA), submitted a Form 3 initial statement of beneficial ownership dated November 2, 2026. The form was filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires certain insiders to report their holdings upon becoming subject to reporting obligations.

According to the filing, Casey holds no securities of Heritage Financial Corp /WA/ either directly or indirectly. Both Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, are blank. The filing includes an explicit remark: "No securities are beneficially owned." Casey's address is listed as 201 5th Ave SW, Olympia, Washington 98501.

The form was signed by Kaylene Lahn as Attorney in Fact for Patrick W. Casey on November 2, 2026. The filing was submitted as an individual filing by one reporting person, and no amendment date is listed, indicating this is the original submission.

What Was Disclosed

Patrick William Casey, EVP and Chief Information Officer of Heritage Financial Corp /WA/, filed an initial beneficial ownership statement on November 2, 2026, reporting no direct or indirect holdings of any securities, derivative or otherwise, in the company.