Oscar Gomez, EVP of Global Banking at USCB Financial Holdings, Inc., filed a Form 4 on October 30, 2026, reporting a single disposition of Class A Voting Common Stock on October 28, 2026.

Key Highlights

  • Reporting person: Oscar Gomez, EVP, Global Banking at USCB Financial Holdings, Inc. (NASDAQ:USCB)
  • Transaction: 1,218 shares of Class A Voting Common Stock disposed of (transaction code F) on October 28, 2026, at a price of $19.92 per share
  • Beneficial ownership after transaction: 31,950 shares of Class A Voting Common Stock held directly
  • Derivative holdings: 20,000 options to purchase Class A Voting Common Stock at $12.05, expiring September 27, 2031, and 8,000 options at $7.50, expiring July 1, 2027, both held directly
  • Restricted stock components: The post-transaction total includes multiple restricted stock grants with staggered vesting schedules beginning between January 2025 and January 2027

Gomez's October 2026 Share Disposition and Holdings Detail

According to the filing, Oscar Gomez, identified as EVP, Global Banking of USCB Financial Holdings, Inc. (NASDAQ:USCB), reported the disposition of 1,218 shares of Class A Voting Common Stock on October 28, 2026, at a price of $19.92 per share under transaction code F. Following this transaction, the filing states that Gomez directly held 31,950 shares of Class A Voting Common Stock.

The filing's footnote discloses that the 31,950-share total includes several restricted stock components: 957 shares from a grant of 2,872 shares vesting at one-third per year commencing January 22, 2025; 5,000 shares from a grant of 15,000 shares vesting at one-third per year commencing October 28, 2025; 4,078 shares from a grant of 6,118 shares vesting at one-third per year commencing January 21, 2026; and 6,177 shares vesting at one-third per year commencing January 27, 2027.

In Table II, the filing reports that Gomez holds two sets of options to purchase Class A Voting Common Stock, both directly. The first set covers 20,000 shares at an exercise price of $12.05, with options vesting at one-third per year commencing September 27, 2022, and expiring September 27, 2031. The second set covers 8,000 shares at an exercise price of $7.50, with options vesting at one-third per year commencing July 1, 2018, and expiring July 1, 2027. No derivative securities were acquired or disposed of in the reported period.

What Was Disclosed

The filing reports a single tax-withholding-type disposition (code F) of 1,218 shares at $19.92 on October 28, 2026, by USCB Financial Holdings EVP Oscar Gomez, leaving him with 31,950 directly held shares and two outstanding option grants.