Oppenheimer Holdings Inc. filed a current report on November 2, 2026, disclosing that it had posted a Third Quarter 2026 Investor Update presentation to its Investor Relations page for use in investor communications.

Key Highlights

  • Filing date: November 2, 2026, under Item 7.01, Regulation FD Disclosure.
  • Presentation posted: A slide deck titled "Third Quarter 2026 Investor Update" was attached as Exhibit 99.1.
  • Intended use: According to the filing, the company "may use the Slides, in whole or in part, and possibly with minor modifications, in connection with presentations to investors after such date."
  • Not deemed filed: The filing states the information in Item 7.01 and Exhibit 99.1 "shall not be deemed to be 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934."
  • Signed by: Brad M. Watkins, Chief Financial Officer, identified as Principal Financial and Accounting Officer.
  • Exchange and ticker: Class A non-voting common stock trades on NYSE:OPY.

Oppenheimer Holdings Furnishes Third Quarter 2026 Investor Update Under Regulation FD

Oppenheimer Holdings Inc., a Delaware-incorporated financial services holding company headquartered at 85 Broad Street, New York, New York 10004, filed this current report to disclose the posting of an investor presentation covering the third quarter of 2026. The company, which operates in the investment banking and brokerage sector, periodically furnishes such presentations to keep investors informed of its business developments in compliance with Regulation FD requirements.

According to the filing, the slide deck was posted to the Investor Relations section of the company's website on November 2, 2026, the same date as the report itself. The filing notes that the presentation is "summary information that is intended to be considered in the context of the Company's Securities and Exchange Commission filings and other public announcements." The company did not undertake any obligation to update the information, though it stated updates may occur "as its management believes is warranted" through subsequent regulatory filings, press releases, or other public disclosures.

The filing explicitly states that the company "makes no admission as to the materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD." The current report was signed by Chief Financial Officer Brad M. Watkins on November 2, 2026, in his capacity as both the duly authorized officer and the principal financial and accounting officer of the registrant.

What Was Disclosed

Oppenheimer Holdings Inc. (NYSE:OPY) filed an 8-K on November 2, 2026, furnishing a Third Quarter 2026 Investor Update slide presentation as Exhibit 99.1 under Item 7.01, Regulation FD Disclosure. The filing was signed by CFO Brad M. Watkins.