A Form 4 filed on October 30, 2026 with the SEC reports that Aashima Gupta, a director of Neogen Corp (NASDAQ:NEOG), had 1,776 restricted stock units vest and settle into common stock on October 29, 2026.

Key Highlights

  • Reporting person: Aashima Gupta, identified as a Director of Neogen Corp.
  • Transaction: 1,776 restricted stock units converted to common stock via transaction code M on October 29, 2026.
  • Price: The conversion or exercise price of the derivative security is listed as $12.21 per share.
  • Post-transaction ownership: Gupta directly holds 38,180 shares of common stock following the transaction.
  • RSU balance: Zero restricted stock units remain beneficially owned following the reported transaction.
  • Settlement terms: According to the filing, "each RSU is the economic equivalent of one share of common stock" and the RSUs "vested and were settled for an equal number of shares of common stock."

Gupta RSU Vesting Details: Neogen Director October 2026 Transaction

According to the Form 4 filed on October 30, 2026, Aashima Gupta, a director at Neogen Corp (NASDAQ:NEOG), reported the vesting and settlement of 1,776 restricted stock units on October 29, 2026. The filing states that the transaction was coded "M," reflecting the conversion of a derivative security into common stock. The conversion price associated with the RSUs is reported as $12.21.

The filing's explanation of responses states that "each RSU is the economic equivalent of one share of common stock" and that "on October 29, 2026, these RSUs vested and were settled for an equal number of shares of common stock." As a result of the transaction, the derivative security position in restricted stock units was reduced to zero, while Gupta's direct beneficial ownership of Neogen common stock increased, bringing her total to 38,180 shares held directly following the reported transaction.

The Form 4 was signed by Christopher Sefcheck as attorney in fact on October 30, 2026. The filing was submitted as an individual report by one reporting person and does not indicate the transaction was made pursuant to a Rule 10b5-1(c) plan, as that checkbox is not marked.

What Was Disclosed

The filing reports the October 29, 2026 vesting and settlement of 1,776 RSUs held by Neogen Corp director Aashima Gupta into an equal number of common shares at $12.21, leaving her with a direct holding of 38,180 shares and zero remaining RSUs.