Director Jose Minaya filed a Form 4 with the SEC on September 8, 2026, reporting two acquisitions of Moody's Corp securities dated September 4, 2026.

Key Highlights

  • Common Stock Acquisition: Minaya acquired 6.081 shares of common stock at $0 on September 4, 2026, described as an RSU deferred dividend reinvestment accrual.
  • Post-Transaction Common Stock Holdings: Following the transaction, Minaya directly beneficially owns 2,914.552 shares of common stock.
  • Phantom Stock Units Acquired: Minaya acquired 3.454 Phantom Stock Units (Deferred Compensation) at a price of $493.55 on September 4, 2026.
  • Post-Transaction Phantom Unit Holdings: Minaya's total Phantom Stock Units following the transaction stand at 1,228.16, held directly.
  • Cash Settlement: According to the filing, the Phantom Stock Units "are to be settled in cash after the Reporting Person's retirement."
  • Role: Minaya is identified as a Director of Moody's Corp (NYSE:MCO), with no 10% ownership or officer title indicated.

Minaya's September 2026 Acquisitions: RSU Accrual and Deferred Compensation Units

According to the Form 4 filing, Jose Minaya, a Director of Moodys Corp /DE/ (NYSE:MCO), reported two separate security acquisitions on September 4, 2026. The first involved 6.081 shares of common stock acquired at $0, which the filing explains was an "RSU deferred dividend reinvestment accrual." Following this transaction, Minaya directly holds 2,914.552 shares of common stock in total.

The second transaction involved the acquisition of 3.454 Phantom Stock Units under a Deferred Compensation arrangement, at a price of $493.55. The filing states these units arise "out of the Reporting Person's election to defer receipt of retainer fees" and that "the security converts to common stock on a one-for-one basis." After this acquisition, Minaya's total directly held Phantom Stock Units amount to 1,228.16. The filing further notes that these units "are to be settled in cash after the Reporting Person's retirement."

The Form 4 was signed by Elizabeth McCarroll by power of attorney for Jose Minaya and filed on September 8, 2026. The filing was made by one reporting person and is not listed as an amendment to a prior form.

What Was Disclosed

Director Jose Minaya reported the acquisition of 6.081 common shares via RSU dividend reinvestment at $0 and 3.454 Phantom Stock Units at $493.55 on September 4, 2026, bringing his total direct common stock holdings to 2,914.552 shares and Phantom Stock Units to 1,228.16.