Manpreet Uppal filed an initial statement of beneficial ownership with the SEC on November 3, 2026, following appointment as a director of GeoVax Labs, Inc., with a triggering event date of October 25, 2026.

Key Highlights

  • Reporting person: Manpreet Uppal, identified as a Director of GeoVax Labs, Inc.
  • Event date: The date of the event requiring the statement was October 25, 2026.
  • Filing date: The form was signed and filed on November 3, 2026.
  • No securities held: The filing states "No securities are beneficially owned" in both Table I (non-derivative) and Table II (derivative).
  • Filing type: Filed by one reporting person, as an initial statement rather than an amendment.

Uppal Reports Zero Beneficial Ownership at Time of GeoVax Director Appointment

According to the filing, Manpreet Uppal submitted a Form 3 Initial Statement of Beneficial Ownership of Securities in connection with becoming a Director of GeoVax Labs, Inc. (NASDAQ:GOVX). The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and certain shareholders to report their initial holdings upon assuming a covered status.

The filing discloses that as of the event date of October 25, 2026, Uppal held no securities of GeoVax Labs either directly or indirectly. Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, both carry the remark "No securities are beneficially owned." No explanation of responses or additional remarks beyond this statement were included in the filing.

Uppal's address is listed as c/o GeoVax Labs, Inc., 1955 Lake Park Dr, Suite 300, Smyrna, Georgia 30080. The form was signed by Manpreet Uppal on November 3, 2026, the same date it was filed with the SEC.

What Was Disclosed

GeoVax Labs director Manpreet Uppal filed an initial beneficial ownership statement reporting zero holdings of any class of GeoVax securities, both non-derivative and derivative, as of the October 25, 2026 triggering event date.