Wupen Yuen, President of Global Business Units at Lumentum Holdings Inc. (NASDAQ:LITE), filed a Form 4 on September 15, 2026, disclosing the sale of 1,500 shares of common stock across three separate transactions between September 11 and September 15, 2026.

Key Highlights

  • Three sales reported: 500 shares sold on each of September 11, September 14, and September 15, 2026, for a total of 1,500 shares disposed.
  • Sale prices: Shares were sold at $944.41 on September 11, $862.14 on September 14, and $841.51 on September 15, 2026.
  • Remaining ownership: Following the three transactions, Yuen directly beneficially owned 113,127 shares of common stock.
  • Rule 10b5-1 plan: All three sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
  • Filing signed: The form was signed by Jae Kim as Attorney-in-Fact on September 15, 2026.

Wupen Yuen's Share Dispositions Under a Pre-Established Trading Plan

According to the Form 4 filed with the U.S. Securities and Exchange Commission, Wupen Yuen, who serves as President of Global Business Units at Lumentum Holdings Inc., sold 500 shares of common stock on September 11, 2026, at a price of $944.41 per share. Following that transaction, Yuen's directly held beneficial ownership stood at 114,127 shares, the filing disclosed.

Two additional sales followed. On September 14, 2026, another 500 shares were disposed of at $862.14 per share, reducing the directly held position to 113,627 shares. On September 15, 2026, a further 500 shares were sold at $841.51 per share, bringing the reported post-transaction beneficial ownership to 113,127 shares held directly, according to the filing.

The filing notes that all three dispositions were coded "S" and were executed pursuant to a Rule 10b5-1 trading plan that Yuen adopted on May 19, 2026. The form was filed by one reporting person and indicates that the transactions were made under a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as indicated by the checked box on the form. No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

Lumentum Holdings Inc. officer Wupen Yuen disclosed three open-market sales of common stock totaling 1,500 shares between September 11 and September 15, 2026, all executed under a pre-established Rule 10b5-1 trading plan, leaving a directly held position of 113,127 shares.