I need to read the filing content carefully. The filing text provided appears to be cut off before reaching the substantive financial disclosure sections (Management's Discussion and Analysis, financial statements, etc.). However, there is enough content on the cover page and table of contents to confirm the filing identity, and I can see some substantive content including share count and forward-looking statement categories. Let me check if there are at least 150 words of substantive disclosure content. The filing includes: share count (77,868,413 as of October 27, 2026), the filing period (quarterly period ended September 30, 2026), company identity (LPL Financial Holdings Inc.), exchange/ticker (LPLA on The Nasdaq Global Select Market), and the forward-looking statements section which names specific business topics including the Commonwealth Financial Network acquisition. This is substantive enough to proceed, though the financial figures are largely in the table of contents references without actual numbers. I'll work with what is available.

LPL Financial Holdings Inc. filed its quarterly report on Form 10-Q with the SEC on October 29, 2026, covering the fiscal quarter ended September 30, 2026, and reporting 77,868,413 shares of common stock outstanding as of October 27, 2026.

Key Highlights

  • Share count: 77,868,413 shares of common stock, par value $0.001 per share, were outstanding as of October 27, 2026, according to the filing.
  • Reporting period: The filing covers the quarterly period ended September 30, 2026.
  • Exchange listing: The company's common stock is listed on The Nasdaq Global Select Market under the trading symbol LPLA (NASDAQ:LPLA).
  • Commonwealth acquisition: The filing references the company's acquisition of Commonwealth Financial Network, including the ongoing conversion of broker-dealer and investment advisor assets.
  • Large accelerated filer: LPL Financial Holdings Inc. is classified as a large accelerated filer, as indicated on the cover page.
  • Forward-looking statements: The filing contains forward-looking statements reflecting "the Company's expectations and objectives as of October 29, 2026," subject to the company's cautionary language regarding risks and uncertainties.

LPL Financial Holdings Files September 2026 Quarterly Report, Citing Commonwealth Integration and Market Factors

LPL Financial Holdings Inc. (NASDAQ:LPLA), headquartered at 4707 Executive Drive, San Diego, California 92121, submitted its Form 10-Q for the quarterly period ended September 30, 2026. The filing was made pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. As of October 27, 2026, the company reported 77,868,413 shares of common stock outstanding, with a par value of $0.001 per share.

According to the filing, LPL Financial Holdings is incorporated in Delaware and carries IRS Employer Identification Number 20-3717839. The company confirmed it has filed all required reports during the preceding 12 months and has been subject to regulatory filing requirements for the past 90 days. The registrant is not a shell company and is classified as a large accelerated filer under Rule 12b-2 of the Exchange Act.

The filing identifies several areas covered in its Management's Discussion and Analysis section, including results of operations, liquidity and capital resources, debt and related covenants, and risk management. The company's forward-looking statements address topics including future revenue and expense, the expected conversion and onboarding of advisors and assets in connection with the acquisition of Commonwealth Financial Network, the interest rate environment, and future share repurchases and dividends. The filing notes that these statements "reflect the Company's expectations and objectives as of October 29, 2026" and are "not guarantees that expectations or objectives expressed or implied by the Company will be achieved," citing risks including changes in general economic and financial market conditions, interest rate fluctuations, and competition in the financial services industry.

What Was Disclosed

LPL Financial Holdings Inc. filed a Form 10-Q for the quarter ended September 30, 2026, reporting 77,868,413 shares outstanding as of October 27, 2026, and identifying ongoing integration of the Commonwealth Financial Network acquisition as a key business topic.